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Violation Tracker Individual Record

Company: Broadreach Capital, LLC
Penalty: $6,000
Year: 2016
Date: August 5, 2016
Offense Group: financial offenses
Primary Offense: investor protection violation
Level of Government: state
Action Type: agency action
Agency: Florida Office of Financial Regulation
Civil or Criminal Case: civil
Case ID: 0723-S-05/13
Facility State: Florida
Facility City: Ponte Vedra
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.