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Violation Tracker Individual Record

Company: First Financial Planners, Inc. et al.
Penalty: $39,232
Year: 2000
Date: March 9, 2000
Offense Group: financial offenses
Primary Offense: investor protection violation
Level of Government: state
Action Type: agency action
Agency: Florida Office of Financial Regulation
Civil or Criminal Case: civil
Case ID: 2906-S-12/99
Facility State: Florida
Source of Data: (click here)
Notes: Agreed to abide by a Multi-State Global Resolution Agreement.
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.