Violation Tracker Individual Record

Company: 
First Financial Planners, Inc. et al.
Penalty: 
$39,232
Year: 
2000
Date: 
March 9, 2000
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Level of Government: 
state
Action Type: 
agency action
Agency: 
Florida Office of Financial Regulation
Civil or Criminal Case: 
civil
Case ID: 
2906-S-12/99
Facility State: 
Florida
Notes: 

Agreed to abide by a Multi-State Global Resolution Agreement.

Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.