Violation Tracker Individual Record

Company: 
International Securities Corp.
Penalty: 
$5,000
Year: 
2002
Date: 
September 30, 2002
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Level of Government: 
state
Action Type: 
agency action
Agency: 
Florida Office of Financial Regulation
Civil or Criminal Case: 
civil
Case ID: 
3504-S-7/02
Facility State: 
Florida
Notes: 

The payment was made to the Securities Anti-Fraud Trust Fund, but was not noted as being a fine or penalty.

Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.