Violation Tracker Individual Record
Company:Offshore Financial Facilitiators
Date:April 12, 2000
Offense Group:financial offenses
Primary Offense:investor protection violation
Agreed to pay refunds to investors in settlement of allegations it sold unregistered securities to two investors in the state while unlicensed.
Level of Government:state
Action Type:agency action
Agency:Florida Office of Financial Regulation
Civil or Criminal Case:civil
Source of Data:
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