Violation Tracker Individual Record
Company:Seacoast Investor Services, Inc.
Date:March 9, 2012
Offense Group:financial offenses
Primary Offense:investor protection violation
Seacoast was ordered to pay a $180,300 administrative fine in a Default Final Order finding it sold securities in the state without being registered.
Level of Government:state
Action Type:agency action
Agency:Florida Office of Financial Regulation
Civil or Criminal Case:civil
Facility City:Port St. Lucie
Source of Data:
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