Violation Tracker Individual Record

Company: 
Seacoast Investor Services, Inc.
Penalty: 
$180,300
Year: 
2012
Date: 
March 9, 2012
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Seacoast was ordered to pay a $180,300 administrative fine in a Default Final Order finding it sold securities in the state without being registered.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Florida Office of Financial Regulation
Civil or Criminal Case: 
civil
Case ID: 
0192-SR-10/11
Facility State: 
Florida
Facility City: 
Port St. Lucie
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.