Violation Tracker Individual Record
Company:Suncoast Financial Services Of North American, Inc.
Date:January 31, 2002
Offense Group:financial offenses
Primary Offense:investor protection violation
Suncoast Financial Services was ordered to pay a $635,000 administrative fine in a Final Order finding that it deceptively sold unregistered securities without a license in the state.
Level of Government:state
Action Type:agency action
Agency:Florida Office of Financial Regulation
Civil or Criminal Case:civil
Source of Data:
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