Violation Tracker Individual Record
Company:Capital Ventures LLC
Date:August 21, 2008
Offense Group:financial offenses
Primary Offense:investor protection violation
Capital Ventures agreed to pay over $5 million in restitution and penalties in settlement of allegations it deceptively sold unregistered securities.
Level of Government:state
Action Type:agency action
Agency:Idaho Securities Bureau
Civil or Criminal Case:civil
Source Notes:If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.