Violation Tracker Individual Record

Company: 
Capital Ventures LLC
Penalty: 
$5,020,000
Year: 
2008
Date: 
August 21, 2008
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Capital Ventures agreed to pay over $5 million in restitution and penalties in settlement of allegations it deceptively sold unregistered securities.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Idaho Securities Bureau
Civil or Criminal Case: 
civil
Facility State: 
Idaho
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.