Violation Tracker Individual Record
Company:
KA Investments, Inc.
Penalty:
$4,011,806
Year:
2018
Date:
May 21, 2018
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Violation Description:
KA Investments was ordered to pay a total of over $4 million to resolve allegations it sold unregistered securities and defrauded customers.
Level of Government:
state
Action Type:
agency action
Agency:
Idaho Securities Bureau
Civil or Criminal Case:
civil
Facility State:
Idaho
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
