Violation Tracker Individual Record
Company:KA Investments, Inc.
Date:May 21, 2018
Offense Group:financial offenses
Primary Offense:investor protection violation
KA Investments was ordered to pay a total of over $4 million to resolve allegations it sold unregistered securities and defrauded customers.
Level of Government:state
Action Type:agency action
Agency:Idaho Securities Bureau
Civil or Criminal Case:civil
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