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Violation Tracker Individual Record

Company: Koon Financial Planning & Consulting, LLC
Penalty: $71,268
Year: 2012
Date: January 12, 2012
Offense Group: financial offenses
Primary Offense: investor protection violation
Level of Government: state
Action Type: agency action
Agency: Indiana Securities Division
Civil or Criminal Case: civil
Case ID: 11-0310 CA
Facility State: Indiana
Source of Data: (click here)
Notes: Penalty amount includes $65,268 in fees already refunded, an affidavit confirming this is part of the settlement terms.
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.