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Violation Tracker Individual Record

Company: Retirement Planners of America, Inc.
Penalty: $555,614
Year: 2011
Date: April 28, 2011
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Retirement Planners of American, Inc. and two individuals, were ordered to pay $555,614 in restitution. Order did not include allegations, and may have included an extra $517,252 penalty the company is jointly liable for, but appendix with details is not on public database.
Level of Government: state
Action Type: agency action
Agency: Indiana Securities Division
Civil or Criminal Case: civil
Case ID: 05-0141 CD
Facility State: Indiana
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.