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Violation Tracker Individual Record

Company: Mid-America Energy, Inc.
Penalty: $189,000
Year: 2008
Date: January 28, 2008
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Mid-America Energy was ordered to pay a $189,000 fine in a Default Order finding that it deceptively sold unregistered securities in the state.
Level of Government: state
Action Type: agency action
Agency: Kentucky Department of Financial Institutions
Civil or Criminal Case: civil
Facility State: Kentucky
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.