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Violation Tracker Individual Record

Company: Ploutos Oil, LLC
Penalty: $120,000
Year: 2019
Date: April 12, 2019
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Ploutos Oil was ordered to pay $120,000, plus restitution to investors, in a Final Order finding that it sold unregistered securities in the state.
Level of Government: state
Action Type: agency action
Agency: Kentucky Department of Financial Institutions
Civil or Criminal Case: civil
Facility State: Kentucky
Facility City: Beaver Dam
Source of Data(click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.