Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Young Oil Corp. et al.
Penalty: $1,000,000
Year: 2017
Date: March 1, 2017
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Young Oil Corp. was ordered to pay $1 million in a Final Order finding that it fraudulently sold unregistered securities. This disgorgement was to be offset by restitution paid to investors, the administrative action being to enforce a federal criminal judgment and restitution order.
Level of Government: state
Action Type: agency action
Agency: Kentucky Department of Financial Institutions
Civil or Criminal Case: civil
Facility State: Kentucky
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.