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Violation Tracker Individual Record

Company: John Hancock Life Insurance Co.
Current Parent Company: Manulife Financial
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $550,000
Year: 2014
Date: September 26, 2014
Offense Group: financial offenses
Primary Offense: investor protection violation
Secondary Offense: financial institution supervision failures
Violation Description: John Hancock Life Insurance Co. agreed to pay more than $550,000 in refunds in settlement of allegations it failed to properly supervise one of its representatives.
Level of Government: state
Action Type: agency action
Agency: Massachusetts Attorney General
Civil or Criminal Case: civil
Facility State: Massachusetts
HQ Country of Current Parent: Canada
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: insurance
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.