Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Atherocor Corp. and Adgelin Medical, Inc
Penalty: $1,050,000
Year: 2022
Date: January 24, 2022
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Atherocor, Adgelin and one individual were ordered to jointly pay $1.05 million in an Order finding they fraudulently sold unregistered securities without being a licensed dealer or agent.
Level of Government: state
Action Type: agency action
Agency: Massachusetts Securities Division
Civil or Criminal Case: civil
Facility State: Maryland
Source of Data(click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.