Violation Tracker Individual Record
Company:
Costa Reit Partners LLC et al.
Penalty:
$8,700,000
Year:
2020
Date:
August 10, 2020
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Violation Description:
Four companies agreed to pay civil penalties in settlement of charges they violated the Securities Act by selling unregistered securities, misleading clients, acting as unregistered broker-dealers or agents, giving misleading reports to the Division, and other administrative violations.
Level of Government:
state
Action Type:
agency action
Agency:
Maryland Securities Division
Civil or Criminal Case:
civil
Facility State:
Maryland
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
