Violation Tracker Individual Record
Company:New Haven Capital Holdings, L.L.C.
Date:June 30, 2014
Offense Group:financial offenses
Primary Offense:investor protection violation
New Haven Capital was ordered to pay $1 million in an Order finding that it deceptively sold securities to a resident of the state over the age of 60.
Level of Government:state
Action Type:agency action
Agency:Michigan Securities Division
Civil or Criminal Case:civil
Source of Data:
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