Violation Tracker Individual Record

Company: 
New Haven Capital Holdings, L.L.C.
Penalty: 
$1,000,000
Year: 
2014
Date: 
June 30, 2014
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

New Haven Capital was ordered to pay $1 million in an Order finding that it deceptively sold securities to a resident of the state over the age of 60.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Michigan Securities Division
Civil or Criminal Case: 
civil
Facility State: 
Michigan
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.