Violation Tracker Individual Record

Company: 
Goldview Capital Management LP and Goldview Investment Group LLC
Penalty: 
$15,000
Year: 
2019
Date: 
October 31, 2019
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Level of Government: 
state
Action Type: 
agency action
Agency: 
Minnesota Department of Commerce
Civil or Criminal Case: 
civil
Facility State: 
Minnesota
Facility City: 
Burnsville
Notes: 

Lifting of stayed civil penalty in earlier Order on 11 SEP 2017

Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.