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Violation Tracker Individual Record

Company: Neoteric Energy, Inc.
Penalty: $250,000
Year: 2014
Date: July 28, 2014
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Neoteric Energy and two individuals were ordered to pay a $250,000 civil penalty in an Order finding they they misleadingly sold unregistered securities while unlicensed, and failed to respond to Department of Commerce requests.
Level of Government: state
Action Type: agency action
Agency: Minnesota Department of Commerce
Civil or Criminal Case: civil
Facility State: Minnesota
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.