Violation Tracker Individual Record
Company:Neoteric Energy, Inc.
Date:July 28, 2014
Offense Group:financial offenses
Primary Offense:investor protection violation
Neoteric Energy and two individuals were ordered to pay a $250,000 civil penalty in an Order finding they they misleadingly sold unregistered securities while unlicensed, and failed to respond to Department of Commerce requests.
Level of Government:state
Action Type:agency action
Agency:Minnesota Department of Commerce
Civil or Criminal Case:civil
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