Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Cambridge Adult Day Center Washington, LLC et al.
Penalty: $1,617,144
Year: 2017
Date: September 14, 2017
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Cambridge Adult Day Center Washington, LLC; Universal Exports Limited II, LLC; Broadco, LLC; Broadway Fund I, LLC; Fordyce Brown Enterprises, LP; Anne Reid Products, LLC and one individual were ordered to pay $1,335,829 in restitution and $11,315 in costs, and the companies were ordered to pay a total of $270,000 in civil penalties in an Order finding they fraudulently sold unregistered securities in the state without being registered to deal in securities.
Level of Government: state
Action Type: agency action
Agency: Missouri Secretary of State-Securities
Civil or Criminal Case: civil
Facility State: Missouri
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.