Violation Tracker Individual Record

Company: 
Hanson Holdings, LLC and IBS Investments, LLC
Penalty: 
$1,588,975
Year: 
2015
Date: 
April 27, 2015
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Hanson Holdings, IBS Investments and one individual were ordered to pay $1,533,357 in restitution and $13,618 in costs, and the companies were to pay $42,000 civil penalties in an Order finding they deceptively sold unregistered securities in the state without being registered to deal in securities.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Missouri Secretary of State-Securities
Civil or Criminal Case: 
civil
Facility State: 
Missouri
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.