Violation Tracker Individual Record

Company: 
Monarch Capital Investment Fund, LLC
Penalty: 
$763,958
Year: 
2021
Date: 
July 30, 2021
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Monarch and one individual were ordered to jointly pay a total of $763,958 in civil penalties, restitution and costs in a finding that they fraudulently sold unregistered securities and employed an unregistered agent to transact business in the state.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Missouri Secretary of State-Securities
Civil or Criminal Case: 
civil
Facility State: 
Missouri
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.