Violation Tracker Individual Record

Company: 
The Princeton Partnership, LLC
Penalty: 
$3,016,710
Year: 
2015
Date: 
April 14, 2015
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

The Princeton Partnership, LLC and one individual agreed to pay $2,981,710 in restitution, a $30,000 civil penalty and $5,000 in costs in settlement of allegations they fraudulently sold unregistered securities in the state without being registered to deal in securities. This was a Final Order that was stipulated and agreed to by the respondents.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Missouri Secretary of State-Securities
Civil or Criminal Case: 
civil
Facility State: 
Missouri
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.