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Violation Tracker Individual Record

Company: TMTE, Inc. et al.
Penalty: $1,282,738
Year: 2022
Date: January 18, 2022
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: TMTE, Inc., also known as Chase,, Chase Metals, LLC, Chase Metals, Inc., and Barrick Capital, acting through their Receiver, agreed to pay restitution in settlement of allegations their sales of precious metals misled investors.
Level of Government: state
Action Type: agency action
Agency: Montana Commissioner of Securities & Insurance
Civil or Criminal Case: civil
Facility State: Montana
Source of Data(click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.