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Violation Tracker Individual Record

Company: Dexter Group, LLC
Penalty: $65,000
Year: 2014
Date: June 6, 2014
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Dexter Group LLC agreed to pay $65,000 in civil penalties and unspecified restitution to settle allegations of involvement with securities fraud along with the Osiris Fund. Dexter Group LLC was not found to have committed fraud.
Level of Government: state
Action Type: agency action
Agency: New Jersey Bureau of Securities
Civil or Criminal Case: civil
Facility State: New Jersey
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.