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Violation Tracker Individual Record

Company: Eisenstark Advisory Inc. and J.N.J. Capital Management Inc.
Penalty: $940,000
Year: 2012
Date: October 11, 2012
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Eisenstark Advisory Inc. and J.N.J. Capital Management Inc. agreed to pay $940,000 in restitution and civil penalties in settlement of allegations they defrauded investors by using invested funds for personal expenses and made unsuitable investments.
Level of Government: state
Action Type: agency action
Agency: New Jersey Bureau of Securities
Civil or Criminal Case: civil
Facility State: New Jersey
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.