Violation Tracker Individual Record
Company:JMI Associates LLC and JB Financial Resources
Date:April 16, 2018
Offense Group:financial offenses
Primary Offense:investor protection violation
JMI Associates LLC, JB Financial Resources and their owner were ordered to pay $750,000 by the Bureau of Securities for selling unregistered securities tied to the Woodbridge Group of Cos. while misrepresenting them as safe.
Level of Government:state
Action Type:agency action
Agency:New Jersey Bureau of Securities
Civil or Criminal Case:civil
Facility State:New Jersey
Source of Data:
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