Violation Tracker Individual Record
Company:NJLI Advisors L.L.C.
Date:February 1, 2018
Offense Group:financial offenses
Primary Offense:investor protection violation
NJLI Advisors and its owner was ordered to pay a $100,000 civil penalty by the Bureau of Securities for broker violations in an alleged fraud.
Level of Government:state
Action Type:agency action
Agency:New Jersey Bureau of Securities
Civil or Criminal Case:civil
Facility State:New Jersey
Source of Data:
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