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Violation Tracker Individual Record

Company: Athene Annuity & Life Assurance Company of New York
Current Parent Company: Apollo Global Management
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
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Penalty: $100,160
Year: 2020
Date: September 4, 2020
Offense Group: consumer-protection-related offenses
Primary Offense: insurance violation
Violation Description: Athene agreed to pay $100,160 in settlement of allegations it failed to maintain statutorily required records at its New York home office; and failed to maintain market value pricing documentation for six calendar years from its creation or until after the filing of a report on examination.
Level of Government: state
Action Type: agency action
Agency: New York Department of Financial Services
Civil or Criminal Case: civil
Facility State: New York
HQ Country of Current Parent: USA
HQ State of Current Parent: New York
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: private equity (including portfolio companies)
Specific Industry of Current Parent: private equity (including portfolio companies)
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.