Violation Tracker Individual Record
Company:Bank of Tokyo Mitsubishi UFJ
Date:November 18, 2014
Offense Group:financial offenses
Primary Offense:economic sanction violation
Bank of Tokyo Mitsubishi UFJ (BTMU) was penalized an additional $315 million -- on top of a $250 million penalty in 2013 -- for misleading regulators regarding its transactions with Iran, Sudan, Myanmar, and other sanctioned entities.
Level of Government:state
Action Type:agency action
Agency:New York Department of Financial Services
Civil or Criminal Case:civil
Facility State:New York
HQ Country of Parent:Japan
Ownership Structure of Parent:publicly traded
Major Industry of Parent:diversified
Specific Industry of Parent:diversified
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