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Violation Tracker Individual Record

Company: Bank of Tokyo Mitsubishi UFJ
Current Parent Company: Mitsubishi UFJ Financial Group
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $315,000,000
Year: 2014
Date: November 18, 2014
Offense Group: financial offenses
Primary Offense: economic sanction violation
Mega-Scandal: Sanctions Violations
Violation Description: Bank of Tokyo Mitsubishi UFJ (BTMU) was penalized an additional $315 million -- on top of a $250 million penalty in 2013 -- for misleading regulators regarding its transactions with Iran, Sudan, Myanmar, and other sanctioned entities.
Level of Government: state
Action Type: agency action
Agency: New York Department of Financial Services
Civil or Criminal Case: civil
Facility State: New York
HQ Country of Current Parent: Japan
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.