Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Bank of Tokyo Mitsubishi-UFJ, Ltd
Current Parent Company: Mitsubishi UFJ Financial Group
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $250,000,000
Year: 2013
Date: June 20, 2013
Offense Group: financial offenses
Primary Offense: economic sanction violation
Mega-Scandal: Sanctions Violations
Violation Description: Bank of Tokyo Mitsubishi-UFJ agreed to pay $250 million to the Department of Financial Services for violations of New York Banking Law in connection with transactions involving countries and entities subject to international sanctions, including the regimes of Iran, Sudan, and Myanmar.
Level of Government: state
Action Type: agency action
Agency: New York Department of Financial Services
Civil or Criminal Case: civil
Facility State: New York
HQ Country of Current Parent: Japan
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.