Violation Tracker Individual Record
Company:Citigroup Global Markets, Inc.
Date:August 19, 2015
Primary Offense:consumer protection violation
In a settlement with the New York Attorney General, Citigroup Global Markets, Inc. agreed to provide more than $4.5 million in reimbursements to more than 15,000 who were overcharged fees on their investment accounts.
Level of Government:state
Action Type:agency action
Agency:New York Attorney General
Civil or Criminal Case:civil
Facility State:New York
HQ Country of Parent:USA
HQ State of Parent:New York
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking & securities
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