Violation Tracker Individual Record
Date:May 10, 2000
Offense Group:financial offenses
Primary Offense:investor protection violation
Dreyfus Corporation agreed to settle allegations that it failed to inform investors about the risks associated with one of its mutual funds.
Level of Government:state
Action Type:agency action
Agency:New York Attorney General
Civil or Criminal Case:civil
Facility State:New York
HQ Country of Parent:USA
HQ State of Parent:New York
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking
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