Violation Tracker Individual Record

Company: 
Dreyfus Corporation
Current Parent Company: 
Bank of New York Mellon
Penalty: 
$2,000,000
Year: 
2000
Date: 
May 10, 2000
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Dreyfus Corporation agreed to settle allegations that it failed to inform investors about the risks associated with one of its mutual funds.

Level of Government: 
state
Action Type: 
agency action
Agency: 
New York Attorney General
Civil or Criminal Case: 
civil
Facility State: 
New York
HQ Country of Parent: 
USA
HQ State of Parent: 
New York
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
financial services
Specific Industry of Parent: 
banking
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.