Violation Tracker Individual Record
Company:Ivy Asset Management, LLC
Date:November 13, 2012
Offense Group:financial offenses
Primary Offense:investor protection violation
The New York Attorney announced a settlement of over $210 million with the Ivy Asset Management, LLC, a Bank of New York Mellon subsidiary that advised clients to invest with Bernard Madoff.
Level of Government:state
Action Type:agency action
Agency:New York Attorney General
Civil or Criminal Case:civil
Facility State:New York
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