Violation Tracker Individual Record

Company: 
Pacific Corporate Group Holdings, LLC
Penalty: 
$2,000,000
Year: 
2009
Date: 
July 1, 2009
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

The New York Attorney General announced that pension fund advisor Pacific Corporate Group Holdings, LLC adopted the AG's Code of Conduct to reform the public pension fund system and to end pay-to-play nationwide. PCG Corporate Partners Advisors II, an affiliate of PCG, agreed to return over $2 million in proceeds associated with a New York State Common Retirement Fund investment.

Level of Government: 
state
Action Type: 
agency action
Agency: 
New York Attorney General
Civil or Criminal Case: 
civil
Facility State: 
New York
Source Notes: 
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Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.