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Violation Tracker Individual Record

Company: Wall Street Pirate Management, LLC
Penalty: $125,000
Year: 2017
Date: June 26, 2017
Offense Group: financial offenses
Primary Offense: investor protection violation
Secondary Offense: securities issuance or trading violation
Violation Description: The U.S. Commodity Futures Trading Commission announced that the U.S. District Court for the Southern District of New York entered an Opinion and Order against Defendants Gary Creagh and Wall Street Pirate Management, LLC, both of New York, New York. The Order, entered on May 10, 2017, permanently prohibited the defendants from registering with the CFTC in any capacity and engaging in any commodity interest trading, and it required defendants to pay a $125,000 civil monetary penalty.
Level of Government: federal
Action Type: agency action
Agency: Commodity Futures Trading Commission
Civil or Criminal Case: civil
Facility State: New York
Facility City: New York
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.