Violation Tracker Individual Record
Company:Lincoln Financial Advisors Corp.
Date:March 16, 2007
Offense Group:financial offenses
Primary Offense:investor protection violation
Level of Government:state
Action Type:agency action
Agency:Rhode Island Department of Business Regulation
Civil or Criminal Case:civil
Facility State:Rhode Island
HQ Country of Parent:USA
HQ State of Parent:Pennsylvania
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:financial services
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