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Violation Tracker Individual Record

Company: Wealth Plus of the Dakotas Inc.
Penalty: $12,500
Year: 2022
Date: March 9, 2022
Offense Group: financial offenses
Primary Offense: investor protection violation
Level of Government: state
Action Type: agency action
Agency: South Dakota Division of Insurance-Securities Regulation
Civil or Criminal Case: civil
Facility State: South Dakota
Source of Data(click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.