Violation Tracker Individual Record

Company: 
Credit Suisse Securities (USA) LLC
Current Parent Company: 
Credit Suisse
Penalty: 
$1,200,000
Year: 
2016
Date: 
January 22, 2016
Primary Offense: 
toxic securities abuses
Violation Description: 

misrepresentation of mortgage-backed securities

Level of Government: 
state
Action Type: 
agency action
Agency: 
Virginia Attorney General
Civil or Criminal Case: 
civil
Facility State: 
Virginia
HQ Country of Parent: 
Switzerland
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
financial services
Specific Industry of Parent: 
banking & securities
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.