Violation Tracker Individual Record
Company:
Credit Suisse Securities (USA) LLC
Current Parent Company:
Credit Suisse
Penalty:
$1,200,000
Year:
2016
Date:
January 22, 2016
Offense Group:
financial offenses
Primary Offense:
toxic securities abuses
Violation Description:
misrepresentation of mortgage-backed securities
Level of Government:
state
Action Type:
agency action
Agency:
Virginia Attorney General
Civil or Criminal Case:
civil
Facility State:
Virginia
HQ Country of Parent:
Switzerland
Ownership Structure of Parent:
publicly traded
Major Industry of Parent:
financial services
Specific Industry of Parent:
banking & securities
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
