Violation Tracker Individual Record

Company: 
Athene Annuity & Life Assurance Company Of New York
Current Parent Company: 
Athene Holding
Penalty: 
$5,000
Year: 
2011
Date: 
April 25, 2011
Offense Group: 
consumer-protection-related offenses
Primary Offense: 
insurance violation
Violation Description: 

Fine levied for failing to file manual of classifications, manual of rules and rates and any modifications thereof with the OIC before using such rates. RCW 48.19.010

Level of Government: 
state
Action Type: 
agency action
Agency: 
Washington State Office of the Insurance Commissioner
Civil or Criminal Case: 
civil
Facility State: 
Washington
HQ Country of Parent: 
Bermuda
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
financial services
Specific Industry of Parent: 
retirement savings products
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.