Violation Tracker Individual Record
: Freedom Capital Advisors Inc.
: December 8, 2021
: financial offenses
: investor protection violation
Level of Government
: agency action
: Washington Division of Securities
Civil or Criminal Case
Source of Data
: (click here)
: If an online information source is not working, check the Violation Tracker Data Sources page
for an updated link.
Current parent company note
: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log