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Violation Tracker Individual Record

Company: Resolute Capital Partners, Ltd. et al.
Penalty: $263,525
Year: 2021
Date: May 26, 2021
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Resolute Capital Partners, Ltd, LLC, HomeBound, Inc., Home Bound Financial Group, LP, HomeBound Resources, LLC, PetroRock Mineral Holdings, LLC, Strategic Energy Assets, LLC, Mountain High Capital, LLC, HBR VI, LLC, Strategic Energy Assets - III, LLC, PRMH Lenders Fund, LLC, PRMH Lenders Fund II, LLC, PRMH Lenders Fund III, LLC, Strategic Energy Assets VI, LLC, Strategic Energy Assets VII, LLC, Choice Energy Holdings - I, LLC, Choice Energy Holdings - II, LLC, Choice Energy Holdings - III, LLC, Legacy Energy, LLC, and Legacy Energy II, LLC agreed to pay a total of $263,525 in fines and costs in settlement of allegations they misleadingly sold securities with unregistered and unsuitable sales agents.
Level of Government: state
Action Type: agency action
Agency: Washington Division of Securities
Civil or Criminal Case: civil
Facility State: Washington
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.