Violation Tracker Individual Record

Resolute Capital Partners, Ltd. et al.
May 26, 2021
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Resolute Capital Partners, Ltd, LLC, HomeBound, Inc., Home Bound Financial Group, LP, HomeBound Resources, LLC, PetroRock Mineral Holdings, LLC, Strategic Energy Assets, LLC, Mountain High Capital, LLC, HBR VI, LLC, Strategic Energy Assets - III, LLC, PRMH Lenders Fund, LLC, PRMH Lenders Fund II, LLC, PRMH Lenders Fund III, LLC, Strategic Energy Assets VI, LLC, Strategic Energy Assets VII, LLC, Choice Energy Holdings - I, LLC, Choice Energy Holdings - II, LLC, Choice Energy Holdings - III, LLC, Legacy Energy, LLC, and Legacy Energy II, LLC agreed to pay a total of $263,525 in fines and costs in settlement of allegations they misleadingly sold securities with unregistered and unsuitable sales agents.

Level of Government: 
Action Type: 
agency action
Washington Division of Securities
Civil or Criminal Case: 
Facility State: 
Source Notes: 
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Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.