Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry  | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Wells Fargo Investments | Wells Fargo | financial services | investor protection violation | 2005 | FINRA | $3,000,000 |
| Wells Fargo Investments, LLC | Wells Fargo | financial services | investor protection violation | 2005 | FINRA | $2,970,000 |
| Wachovia Securities LLC | Wells Fargo | financial services | investor protection violation | 2004 | FINRA | $650,000 |
| Wells Fargo Investments, LLC | Wells Fargo | financial services | investor protection violation | 2004 | FINRA | $150,000 |
| Wachovia Securities, LLC. | Wells Fargo | financial services | investor protection violation | 2004 | FINRA | $39,486 |
| Prudential Securities Incorporated | Wells Fargo | financial services | investor protection violation | 2001 | FINRA | $20,000 |
| Prudential Securities, Inc. | Wells Fargo | financial services | investor protection violation | 2001 | FINRA | $10,000 |
| First Union Brokerage Services, Inc. | Wells Fargo | financial services | investor protection violation | 2001 | FINRA | $32,500 |
| First Union Securities, Inc. | Wells Fargo | financial services | investor protection violation | 2000 | FINRA | $350,000 |
| A.G. Edwards & Sons, Inc. | Wells Fargo | financial services | investor protection violation | 2000 | FINRA | $5,890,000 |
| Prudential Securities, Inc. | Wells Fargo | financial services | investor protection violation | 2000 | FINRA | $100,000 |
| Wells Fargo Bank | Wells Fargo | financial services | discriminatory practices (non-employment) | 2021 | HUD | $125,000 |
| Wells Fargo | Wells Fargo | financial services | workplace whistleblower retaliation | 2017 | OSHA | $577,500 |
| Wells Fargo Bank N.A | Wells Fargo | financial services | workplace whistleblower retaliation | 2017 | OSHA | $5,400,000 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | banking violation | 2021 | OCC | $250,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | banking violation | 2021 | USAO | $72,600,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | privacy violation | 2021 | private lawsuit-federal | $28,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | wage and hour violation | 2021 | private lawsuit-federal | $95,696,122 |
| Wells Fargo Advisors | Wells Fargo | financial services | anti-money-laundering deficiencies | 2022 | SEC | $7,000,000 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | wage and hour violation | 2022 | CA-LCO | $9,795 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | wage and hour violation | 2013 | CA-LCO | $37,036 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | wage and hour violation | 2005 | CA-LCO | $6,572 |
| Wells Fargo and Company | Wells Fargo | financial services | benefit plan administrator violation | 2022 | EBSA | $145,000,000 |
| Wells Fargo | Wells Fargo | financial services | workplace whistleblower retaliation | 2022 | OSHA | $22,000,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | benefit plan administrator violation | 2022 | private lawsuit-federal | $32,500,000 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | wage and hour violation | 2022 | CA-LCO | $12,399 |
| Wells Fargo Bank | Wells Fargo | financial services | consumer protection violation | 2022 | CFPB | $3,700,000,000 |
| Wells Fargo | Wells Fargo | financial services | price-fixing or anti-competitive practices | 2013 | private lawsuit-federal | $35,000,000 |
| Wells Fargo & Company | Wells Fargo | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $20,820,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $8,750,000 |
| Wells Fargo | Wells Fargo | financial services | Americans with Disabilities Act | 2023 | USAO | $10,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | banking violation | 2023 | FED | $67,762,500 |
| Wells Fargo & Co. | Wells Fargo | financial services | economic sanction violation | 2023 | OFAC | $30,000,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2019 | private lawsuit-federal | $13,460,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2019 | private lawsuit-federal | $55,000,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2018 | private lawsuit-federal | $142,000,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2016 | private lawsuit-federal | $25,750,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2013 | private lawsuit-federal | $12,500,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2021 | private lawsuit-federal | $6,945,095 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2017 | private lawsuit-federal | $750,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2017 | private lawsuit-federal | $880,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2016 | private lawsuit-federal | $203,000,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2014 | private lawsuit-federal | $140,500,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2012 | private lawsuit-federal | $6,778,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2012 | private lawsuit-federal | $3,190,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2011 | private lawsuit-federal | $125,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2022 | private lawsuit-federal | $12,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2022 | private lawsuit-federal | $21,864,673 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2021 | private lawsuit-federal | $45,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2020 | private lawsuit-federal | $18,500,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2019 | private lawsuit-federal | $386,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2019 | private lawsuit-federal | $30,000,000 |
| Wells Fargo Merchant Services LLC | Wells Fargo | financial services | consumer protection violation | 2021 | private lawsuit-federal | $40,000,000 |
| Wells Fargo N.A. | Wells Fargo | financial services | consumer protection violation | 2017 | private lawsuit-federal | $50,000,000 |
| Wells Fargo | Wells Fargo | financial services | investor protection violation | 2023 | CFTC | $75,000,000 |
| Wells Fargo Securities, LLC et al. | Wells Fargo | financial services | investor protection violation | 2023 | SEC | $125,000,000 |
| Wells Fargo Clearing Services LLC | Wells Fargo | financial services | investor protection violation | 2023 | SEC | $35,000,000 |
| Wells Fargo Home Mortgage Inc | Wells Fargo | financial services | wage and hour violation | 2010 | MI-LEO | $9,222 |
| Wells Fargo Clearing Services LLC | Wells Fargo | financial services | investor protection violation | 2023 | ME-SEC | $5,000 |
| WELLS FARGO BANK NA | Wells Fargo | financial services | wage and hour violation | 2022 | IL-DOL | $18,049 |
| WELLS FARGO BANK NA | Wells Fargo | financial services | wage and hour violation | 2022 | IL-DOL | $18,049 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2024 | private lawsuit-federal | $81,700,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | wage and hour violation | 2024 | private lawsuit-federal | $16,600,000 |
| WELLS FARGO SECURITIES, LLC. | Wells Fargo | financial services | workplace safety or health violation | 2004 | OSHA | $5,000 |
| WELLS FARGO BANK #1692 | Wells Fargo | financial services | workplace safety or health violation | 2013 | OSHA | $12,000 |
| WELLS FARGO BANK, NA | Wells Fargo | financial services | workplace safety or health violation | 2017 | OSHA | $9,000 |
| Wells Fargo Guard Services | labor relations violation | 2000 | NLRB | $5,360 |
