Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
Wells Fargo Bank, N.A. | Wells Fargo | financial services | toxic securities abuses | 2018 | DOJ_CIVIL | $2,090,000,000 |
Wells Fargo & Company | Wells Fargo | financial services | fraud | 2020 | DOJ_CIVIL | $3,000,000,000 |
Wells Fargo Bank | Wells Fargo | financial services | mortgage abuses | 2012 | DOJ_RIGHTS | $234,300,000 |
Wells Fargo & Company | Wells Fargo | financial services | Americans with Disabilities Act | 2011 | DOJ_RIGHTS | $16,055,000 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2016 | DOJ_RIGHTS | $4,100,000 |
Wells Fargo Bank N.A., d/b/a Wells Fargo Dealer Services | Wells Fargo | financial services | consumer protection violation | 2017 | DOJ_RIGHTS | $5,400,000 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | bankruptcy professional violation | 2015 | DOJ_UTP | $81,600,000 |
Wachovia National Bank, N.A. | Wells Fargo | financial services | benefit plan administrator violation | 2000 | EBSA | $30,000,000 |
Wells Fargo and Company | Wells Fargo | financial services | benefit plan administrator violation | 2022 | EBSA | $145,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | employment discrimination | 2014 | EEOC | $290,000 |
Wells Fargo & Company | Wells Fargo | financial services | employment discrimination | 2014 | EEOC | $295,000 |
Wells Fargo Financial Texas, Inc. | Wells Fargo | financial services | employment discrimination | 2003 | EEOC | $110,000 |
WELLS FARGO FINANCIAL BANK | Wells Fargo | financial services | banking violation | 2009 | FDIC | $125,000 |
Wells Fargo & Company | Wells Fargo | financial services | banking violation | 2012 | FED | $87,000,000 |
Wells Fargo & Company | Wells Fargo | financial services | banking violation | 2011 | FED | $85,000,000 |
Wells Fargo & Co. | Wells Fargo | financial services | banking violation | 2023 | FED | $67,762,500 |
Wells Fargo | Wells Fargo | financial services | toxic securities abuses | 2013 | FHFA | $591,000,000 |
Wells Fargo Bank, National Association | Wells Fargo | financial services | toxic securities abuses | 2013 | FHFA | $869,000,000 |
Wachovia Bank | Wells Fargo | financial services | anti-money-laundering deficiencies | 2010 | FINCEN | $110,000,000 |
Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC | Wells Fargo | financial services | investor protection violation | 2020 | FINRA | $2,075,000 |
Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC | Wells Fargo | financial services | investor protection violation | 2017 | FINRA | $3,400,000 |
Wells Fargo Securities, LLC and Wells Fargo Prime Services, LLC | Wells Fargo | financial services | investor protection violation | 2016 | FINRA | $4,000,000 |
Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC and First Clearing, LLC | Wells Fargo | financial services | investor protection violation | 2016 | FINRA | $1,500,000 |
Wells Fargo Advisors, LLC and Wells Fargo Advisors Financial Network, LLC | Wells Fargo | financial services | investor protection violation | 2015 | FINRA | $15,000,000 |
Wells Fargo Advisors and Wells Fargo Advisors Financial Network | Wells Fargo | financial services | anti-money-laundering deficiencies | 2014 | FINRA | $1,500,000 |
Wells Fargo Securities, LLC | Wells Fargo | financial services | investor protection violation | 2014 | FINRA | $4,000,000 |
Wells Fargo Advisors, LLC | Wells Fargo | financial services | investor protection violation | 2013 | FINRA | $3,250,000 |
Wells Fargo Advisors, LLC | Wells Fargo | financial services | investor protection violation | 2012 | FINRA | $1,931,488 |
Wells Fargo Investments, LLC | Wells Fargo | financial services | investor protection violation | 2011 | FINRA | $2,000,000 |
Wells Fargo Advisors, LLC | Wells Fargo | financial services | investor protection violation | 2011 | FINRA | $1,000,000 |
Wells Fargo Investments, LLC | Wells Fargo | financial services | investor protection violation | 2009 | FINRA | $275,000 |
Wachovia Securities, LLC | Wells Fargo | financial services | investor protection violation | 2009 | FINRA | $1,400,000 |
Wachovia Securities, LLC and First Clearing, LLC | Wells Fargo | financial services | investor protection violation | 2009 | FINRA | $1,100,000 |
Wachovia Securities | Wells Fargo | financial services | investor protection violation | 2009 | FINRA | $4,500,000 |
Prudential Securities | Wells Fargo | financial services | investor protection violation | 2008 | FINRA | $1,050,000 |
Wachovia Capital Markets, LLC | Wells Fargo | financial services | investor protection violation | 2007 | FINRA | $300,000 |
Wells Fargo Securities, LLC | Wells Fargo | financial services | investor protection violation | 2007 | FINRA | $250,000 |
Wachovia Securities LLC | Wells Fargo | financial services | investor protection violation | 2007 | FINRA | $2,000,000 |
Wells Fargo Investments | Wells Fargo | financial services | investor protection violation | 2005 | FINRA | $3,000,000 |
Wells Fargo Investments, LLC | Wells Fargo | financial services | investor protection violation | 2005 | FINRA | $2,970,000 |
Wachovia Securities LLC | Wells Fargo | financial services | investor protection violation | 2004 | FINRA | $650,000 |
Wells Fargo Investments, LLC | Wells Fargo | financial services | investor protection violation | 2004 | FINRA | $150,000 |
Wachovia Securities, LLC. | Wells Fargo | financial services | investor protection violation | 2004 | FINRA | $39,486 |
Prudential Securities Incorporated | Wells Fargo | financial services | investor protection violation | 2001 | FINRA | $20,000 |
Prudential Securities, Inc. | Wells Fargo | financial services | investor protection violation | 2001 | FINRA | $10,000 |
First Union Brokerage Services, Inc. | Wells Fargo | financial services | investor protection violation | 2001 | FINRA | $32,500 |
First Union Securities, Inc. | Wells Fargo | financial services | investor protection violation | 2000 | FINRA | $350,000 |
A.G. Edwards & Sons, Inc. | Wells Fargo | financial services | investor protection violation | 2000 | FINRA | $5,890,000 |
Prudential Securities, Inc. | Wells Fargo | financial services | investor protection violation | 2000 | FINRA | $100,000 |
Wells Fargo Home Mortgage | Wells Fargo | financial services | discriminatory practices (non-employment) | 2014 | HUD | $5,000,000 |
Wells Fargo Bank | Wells Fargo | financial services | discriminatory practices (non-employment) | 2021 | HUD | $125,000 |
Wells Fargo | Wells Fargo | financial services | toxic securities abuses | 2018 | IL-AG | $17,250,000 |
WELLS FARGO BANK NA | Wells Fargo | financial services | wage and hour violation | 2022 | IL-DOL | $18,049 |
WELLS FARGO BANK NA | Wells Fargo | financial services | wage and hour violation | 2022 | IL-DOL | $18,049 |
Wells Fargo Advisors, LLC | Wells Fargo | financial services | investor protection violation | 2017 | IL-SEC | $270,000 |
Wells Fargo Advisors, LLC | Wells Fargo | financial services | investor protection violation | 2010 | IN-SEC | $8,495 |
Wells Fargo Bank | Wells Fargo | financial services | mortgage abuses | 2015 | MA-AG | $675,000 |
Wells Fargo Clearing Services, LLC | Wells Fargo | financial services | investor protection violation | 2019 | MA-SEC | $450,000 |
Wachovia Capital Markets, LLC | Wells Fargo | financial services | investor protection violation | 2007 | MD-AG | $402,386 |
Wells Fargo | Wells Fargo | financial services | mortgage abuses | 2012 | MD-AG | $940,056 |
Wells Fargo Bank | Wells Fargo | financial services | mortgage abuses | 2015 | MD-AG | $13,800,000 |
Wells Fargo & Co. | Wells Fargo | financial services | investor protection violation | 2020 | MD-AG | $20,000,000 |
Wachovia Securities, LLC | Wells Fargo | financial services | investor protection violation | 2008 | MD-SEC | $50,000 |
Wells Fargo Advisors LLC | Wells Fargo | financial services | investor protection violation | 2012 | MD-SEC | $50,000 |
Wells Fargo Clearing Services LLC | Wells Fargo | financial services | investor protection violation | 2023 | ME-SEC | $5,000 |
Wells Fargo Home Mortgage Inc | Wells Fargo | financial services | wage and hour violation | 2010 | MI-LEO | $9,222 |
A.G. Edwards & Sons, Inc. | Wells Fargo | financial services | investor protection violation | 2011 | MO-SEC | $765,993 |
A.G. Edwards & Sons, Inc. | Wells Fargo | financial services | investor protection violation | 2017 | MO-SEC | $25,672 |
Strong Capital Management Co. | Wells Fargo | financial services | investor protection violation | 2004 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $115,000,000 |
Wachovia Bank N.A. | Wells Fargo | financial services | price-fixing or anti-competitive practices | 2011 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $58,750,000 |
Wachovia Capital Markets LLC | Wells Fargo | financial services | investor protection violation | 2006 | MULTI-AG | $25,000,000 |
Wachovia Securities | Wells Fargo | financial services | investor protection violation | 2008 | MULTI-AG | $60,000,000 |
Wells Fargo | Wells Fargo | financial services | consumer protection violation | 2010 | MULTI-AG | $23,700,000 |
Wells Fargo | Wells Fargo | financial services | mortgage abuses | 2012 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,005,233,716 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | banking violation | 2018 | MULTI-AG | $575,000,000 |
Wells Fargo Financial Leasing, Inc. | Wells Fargo | financial services | consumer protection violation | 2005 | MULTI-AG | $10,000,000 |
Wachovia Capital Markets LLC | Wells Fargo | financial services | investor protection violation | 2007 | MULTI-FIN | $24,650,000 |
Wachovia Securities LLC | Wells Fargo | financial services | investor protection violation | 2008 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $50,000,000 |
Wells Fargo Investments, LLC | Wells Fargo | financial services | investor protection violation | 2009 | MULTI-FIN | $1,900,000 |
Wachovia | Wells Fargo | financial services | toxic securities abuses | 2015 | NCUA | $53,000,000 |
Wachovia Securities LLC | Wells Fargo | financial services | investor protection violation | 2007 | ND-SEC | $75,000 |
A.G. Edwards & Sons Inc. | Wells Fargo | financial services | investor protection violation | 2003 | NE-DBF | $20,000 |
Wells Fargo Advisors Financial Network, LLC | Wells Fargo | financial services | investor protection violation | 2016 | NH-BSR | $35,000 |
A.G. Edwards & Sons, Inc. | Wells Fargo | financial services | investor protection violation | 2008 | NJ-AG | $387,000 |
Wachovia Securities, LLC | Wells Fargo | financial services | investor protection violation | 2011 | NJ-AG | $3,200,000 |
Wells Fargo Guard Services | labor relations violation | 2000 | NLRB | $5,360 | ||
First Union Bank | Wells Fargo | financial services | labor relations violation | 2000 | NLRB | $9,116 |
Wells Fargo | Wells Fargo | financial services | consumer protection violation | 2004 | NY-AG | $2,900,000 |
Wells Fargo & Company | Wells Fargo | financial services | investor protection violation | 2018 | NY-AG | $65,000,000 |
Wells Fargo Financial Bank | Wells Fargo | financial services | consumer protection violation | 2003 | NY-AG | $33,500 |
Wells Fargo Bank | Wells Fargo | financial services | consumer protection violation | 2015 | NY-DFS | $4,000,000 |
Wells Fargo Bank, National Association | Wells Fargo | financial services | banking violation | 2015 | OCC | $4,000,000 |
Wells Fargo | Wells Fargo | financial services | banking violation | 2013 | OCC | $1,991,141,181 |
Wells Fargo Bank, National Association | Wells Fargo | financial services | banking violation | 2011 | OCC | $34,500,000 |
Wachovia Bank N.A. | Wells Fargo | financial services | banking violation | 2010 | OCC | $50,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | banking violation | 2016 | OCC | $70,000,000 |
Wells Fargo Bank | Wells Fargo | financial services | banking violation | 2016 | OCC | $35,000,000 |
Wells Fargo Bank, National Association | Wells Fargo | financial services | banking violation | 2009 | OCC | $51,205 |
Wachovia Bank, National Association | Wells Fargo | financial services | banking violation | 2008 | OCC | $168,900,000 |
Wells Fargo Bank, National Association | Wells Fargo | financial services | banking violation | 2005 | OCC | $115,000 |
Wells Fargo Bank, National Association | Wells Fargo | financial services | consumer protection violation | 2016 | OCC | $20,000,000 |