QBE Insurance Co. | QBE Insurance | financial services | insurance violation | 2014 | MN-FIN | $20,000 |
QBE North America | QBE Insurance | financial services | insurance violation | 2014 | MN-FIN | $5,000 |
QBE Holdings, Inc. et al. | QBE Insurance | financial services | insurance violation | 2017 | MN-FIN | $750,000 |
Waddell & Reed, Inc. | Macquarie | financial services | investor protection violation | 2006 | MO-SEC | $172,161 |
General Casualty Company of Wisconsin | QBE Insurance | financial services | insurance violation | 2013 | MO-INS | $14,722 |
North Pointe Insurance Co. | QBE Insurance | financial services | insurance violation | 2014 | MO-INS | $8,000 |
Praetorian Insurance Co. | QBE Insurance | financial services | insurance violation | 2018 | MO-INS | $28,120 |
Regent Insurance Co. | QBE Insurance | financial services | insurance violation | 2019 | MO-INS | $47,500 |
Waddell & Reed, Inc. | Macquarie | financial services | investor protection violation | 2005 | MT-FIN | $25,000 |
Unigard Insurance Co. | QBE Insurance | financial services | insurance violation | 2016 | MT-FIN | $25,000 |
Unigard Insurance Co. | QBE Insurance | financial services | insurance violation | 2016 | MT-FIN | $15,000 |
Waddell & Reed, Inc. | Macquarie | financial services | investor protection violation | 2016 | NH-BSR | $900,000 |
Praetorian Insurance Company | QBE Insurance | financial services | insurance violation | 2012 | NJ-DBI | $10,000 |
QBE Insurance Corp. | QBE Insurance | financial services | insurance violation | 2013 | NY-DFS | $10,000,000 |
QBE Insurance Corp. | QBE Insurance | financial services | insurance violation | 2018 | NY-DFS | $750,000 |
Waddell & Reed Inc. | Macquarie | financial services | investor protection violation | 2008 | OK-SEC | $10,000 |
QBE Insurance Corporation | QBE Insurance | financial services | insurance violation | 2008 | OR-FIN | $17,700 |
QBE Insurance Corporation | QBE Insurance | financial services | insurance violation | 2015 | PA-INS | $10,000 |
General Casualty Company of Wisconsin | QBE Insurance | financial services | insurance violation | 2015 | PA-INS | $50,000 |
General Casualty Company of Wisconsin | QBE Insurance | financial services | insurance violation | 2014 | SD-INS | $5,000 |
Praetorian Insurance Company | QBE Insurance | financial services | insurance violation | 2012 | TX-INS | $14,000 |
Praetorian Insurance Company | QBE Insurance | financial services | insurance violation | 2012 | TX-INS | $30,000 |
Praetorian Insurance Company | QBE Insurance | financial services | insurance violation | 2014 | TX-INS | $20,000 |
General Casualty Company of Wisconsin | QBE Insurance | financial services | insurance violation | 2014 | TX-INS | $7,000 |
QBE Insurance Corporation | QBE Insurance | financial services | insurance violation | 2014 | TX-INS | $47,000 |
Praetorian Insurance Company | QBE Insurance | financial services | insurance violation | 2015 | TX-INS | $20,000 |
QBE Insurance Corporation | QBE Insurance | financial services | insurance violation | 2016 | TX-INS | $21,565 |
Praetorian Insurance Company | QBE Insurance | financial services | insurance violation | 2019 | VA-INS | $183,819 |
Qbe Insurance Corporation | QBE Insurance | financial services | insurance violation | 2016 | WA-INS | $10,000 |
General Casualty Company of Wisconsin | QBE Insurance | financial services | insurance violation | 2003 | WI-INS | $6,500 |
Regent Insurance Co. | QBE Insurance | financial services | insurance violation | 2003 | WI-INS | $8,500 |
General Casualty Company of Wisconsin | QBE Insurance | financial services | insurance violation | 2010 | WI-INS | $8,000 |
QBE Holdings Inc. | QBE Insurance | financial services | insurance violation | 2017 | MULTI-FIN | $21,164,000 |
Waddell & Reed, Inc. | Macquarie | financial services | investor protection violation | 2005 | MULTI-FIN | $18,000,000 |
Praetorian Insurance Company | QBE Insurance | financial services | insurance violation | 2020 | NY-DFS | $20,000 |
BUCKEYE TERM LLC | IFM Investors | financial services | environmental violation | 2013 | PA-ENV | $7,000 |
WHEELABRATOR FRACKVILLE ENERGY | Macquarie | financial services | environmental violation | 2012 | PA-ENV | $27,400 |
WHEELABRATOR FALLS INC | Macquarie | financial services | environmental violation | 2020 | PA-ENV | $12,000 |
WHEELABRATOR FALLS INC | Macquarie | financial services | environmental violation | 2006 | PA-ENV | $21,079 |
Buckeye Terminals | IFM Investors | financial services | air pollution violation | 2019 | CA-ARB | $6,000 |
Wheelabrator Lisbon, Inc. | Macquarie | financial services | environmental violation | 2013 | CT-ENV | $9,350 |
Wheelabrator Putnam Incorporated | Macquarie | financial services | environmental violation | 2003 | CT-ENV | $33,500 |
WHEELABRATOR SOUTH BROWARD, INC. | Macquarie | financial services | air pollution violation | 2005 | FL-DEP | $14,450 |
WHEELABRATOR RIDGE ENERGY, INC. | Macquarie | financial services | environmental violation | 2004 | FL-DEP | $19,000 |
BUCKEYE PIPE LINE & WEST SHORE PIPE LINE | IFM Investors | financial services | environmental violation | 2014 | IL-ENV | $125,000 |
BUCKEYE PIPELINE | IFM Investors | financial services | environmental violation | 2009 | IL-ENV | $82,845 |
BUCKEYE PARTNERS | IFM Investors | financial services | environmental violation | 2009 | IL-ENV | $354,540 |
BUCKEYE PIPE LINE CO LP | IFM Investors | financial services | environmental violation | 2019 | IN-ENV | $22,500 |
BUCKEYE TERMINALS LLC | IFM Investors | financial services | air pollution violation | 2016 | IN-ENV | $49,750 |
BUCKEYE TERMINALS LLC - HAMMOND | IFM Investors | financial services | air pollution violation | 2015 | IN-ENV | $158,000 |
Louisiana Generating, LLC | Macquarie | financial services | environmental violation | 2019 | LA-ENV | $16,500 |
Louisiana Generating, LLC | Macquarie | financial services | environmental violation | 2014 | LA-ENV | $46,962 |
Louisiana Generating, LLC | Macquarie | financial services | environmental violation | 2013 | LA-ENV | $1,750,000 |
WHEELABRATOR BALTIMORE | Macquarie | financial services | air pollution violation | 2011 | MD-ENV | $77,500 |
WHEELABRATOR BALTIMORE | Macquarie | financial services | air pollution violation | 2003 | MD-ENV | $17,500 |
BUCKEYE PIPE LINE CO | IFM Investors | financial services | air pollution violation | 2021 | NJ-ENV | $16,000 |
WHEELABRATOR GLOUCESTER COMPANY L P | Macquarie | financial services | air pollution violation | 2017 | NJ-ENV | $6,000 |
WHEELABRATOR GLOUCESTER COMPANY L P | Macquarie | financial services | air pollution violation | 2016 | NJ-ENV | $12,900 |
BUCKEYE PERTH AMBOY TERMINAL LLC | IFM Investors | financial services | air pollution violation | 2015 | NJ-ENV | $13,000 |
BUCKEYE PIPE LINE CO LINDEN STATION | IFM Investors | financial services | air pollution violation | 2014 | NJ-ENV | $5,000 |
BUCKEYE RARITAN BAY TERMINAL | IFM Investors | financial services | air pollution violation | 2013 | NJ-ENV | $10,000 |
BUCKEYE PERTH AMBOY TERMINAL LLC | IFM Investors | financial services | air pollution violation | 2012 | NJ-ENV | $231,875 |
BUCKEYE PENNSAUKEN TERMINAL LLC | IFM Investors | financial services | air pollution violation | 2012 | NJ-ENV | $5,250 |
BUCKEYE PORT READING TERMINAL LLC | IFM Investors | financial services | air pollution violation | 2012 | NJ-ENV | $425,000 |
BUCKEYE PORT READING TERMINAL | IFM Investors | financial services | water pollution violation | 2009 | NJ-ENV | $7,000 |
BUCKEYE PERTH AMBOY TERMINAL LLC | IFM Investors | financial services | air pollution violation | 2009 | NJ-ENV | $9,550 |
BUCKEYE PORT READING TERMINAL LLC | IFM Investors | financial services | air pollution violation | 2009 | NJ-ENV | $9,700 |
BUCKEYE PORT READING TERMINAL LLC | IFM Investors | financial services | air pollution violation | 2009 | NJ-ENV | $8,200 |
BUCKEYE PIPELINE CO LLP | IFM Investors | financial services | air pollution violation | 2008 | NJ-ENV | $10,000 |
BUCKEYE PERTH AMBOY TERMINAL LLC | IFM Investors | financial services | air pollution violation | 2007 | NJ-ENV | $5,700 |
BUCKEYE PORT READING TERMINAL LLC | IFM Investors | financial services | air pollution violation | 2007 | NJ-ENV | $11,760 |
BUCKEYE PENNSAUKEN TERMINAL LLC | IFM Investors | financial services | air pollution violation | 2006 | NJ-ENV | $28,200 |
BUCKEYE PORT READING TERMINAL LLC | IFM Investors | financial services | air pollution violation | 2006 | NJ-ENV | $20,005 |
BUCKEYE PORT READING TERMINAL LLC | IFM Investors | financial services | air pollution violation | 2005 | NJ-ENV | $103,600 |
BUCKEYE PIPELINE CO LLP | IFM Investors | financial services | air pollution violation | 2005 | NJ-ENV | $31,500 |
WHEELABRATOR GLOUCESTER COMPANY, L.P. | Macquarie | financial services | air pollution violation | 2001 | NJ-ENV | $10,400 |
WHEELABRATOR GLOUCESTER COMPANY, L.P. | Macquarie | financial services | air pollution violation | 2001 | NJ-ENV | $11,200 |
BUCKEYE PIPELINE CO LLP | IFM Investors | financial services | air pollution violation | 2000 | NJ-ENV | $14,000 |
WHEELABRATOR GLOUCESTER COMPANY, L.P. | Macquarie | financial services | air pollution violation | 2000 | NJ-ENV | $11,600 |
Buckeye Albany Terminals, LLC | IFM Investors | financial services | environmental violation | 2018 | NY-ENV | $15,750 |
Buckeye Albany Terminal LLC | IFM Investors | financial services | environmental violation | 2016 | NY-ENV | $30,000 |
Buckeye Albany Terminal LLC | IFM Investors | financial services | environmental violation | 2014 | NY-ENV | $36,000 |
Buckeye Pipe Line Company, L.P. | IFM Investors | financial services | environmental violation | 2007 | OH-ENV | $30,000 |
Buckeye Pipline Co. | IFM Investors | financial services | oil spill | 2006 | PA-ENV | $150,000 |
Wheelabrator Falls Inc. | Macquarie | financial services | air pollution violation | 2005 | PA-ENV | $106,849 |
Buckeye Terminals LLC | IFM Investors | financial services | air pollution violation | 2013 | SC-ENV | $15,000 |
Buckeye Texas Processing LLC | IFM Investors | financial services | environmental violation | 2020 | TX-ENV | $607,617 |
Buckeye Texas HUB LLC | IFM Investors | financial services | environmental violation | 2018 | TX-RRC | $6,000 |
Buckeye Terminals, LLC | IFM Investors | financial services | environmental violation | 2017 | VA-ENV | $9,537 |
Wheelabrator Portsmouth Inc. | Macquarie | financial services | environmental violation | 2016 | VA-ENV | $7,669 |
Buckeye Terminals, LLC | IFM Investors | financial services | environmental violation | 2013 | VA-ENV | $14,262 |
GOODRICH AVIATION TECH SRV INC | Macquarie | financial services | environmental violation | 2004 | WA-ENV | $9,000 |
Macquarie Capital (USA) Inc. | Macquarie | financial services | investor protection violation | 2015 | FINRA | $2,950,000 |
Waddell & Reed, Inc. | Macquarie | financial services | investor protection violation | 2005 | FINRA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $16,000,000 |
Buckeye Terminals LLC-Macungie | IFM Investors | financial services | railroad safety violation | 2019 | FRA | $5,000 |
Wheelabrator South Broward, Inc. | Macquarie | financial services | environmental violation | 2021 | FL-DEP | $78,000 |
QBE Insurance Corp. | QBE Insurance | financial services | insurance violation | 2021 | TX-INS | $10,000 |
Buckeye Terminals, LLC | IFM Investors | financial services | environmental violation | 2021 | VA-ENV | $78,045 |
The Gas Company, LLC | Macquarie | financial services | air pollution violation | 2021 | EPA | $230,000 |
Buckeye Pipe Line Co. | IFM Investors | financial services | water pollution violation | 2021 | EPA | $4,350,000 |
Praetorian Insurance Company | QBE Insurance | financial services | insurance violation | 2021 | TX-INS | $39,000 |