Regent Insurance Co. | QBE Insurance | financial services | insurance violation | 2019 | MO-INS | $47,500 |
Unigard Insurance Co. | QBE Insurance | financial services | insurance violation | 2016 | MT-FIN | $25,000 |
Unigard Insurance Co. | QBE Insurance | financial services | insurance violation | 2016 | MT-FIN | $15,000 |
Praetorian Insurance Company | QBE Insurance | financial services | insurance violation | 2012 | NJ-DBI | $10,000 |
QBE Insurance Corp. | QBE Insurance | financial services | insurance violation | 2013 | NY-DFS | $10,000,000 |
QBE Insurance Corp. | QBE Insurance | financial services | insurance violation | 2018 | NY-DFS | $750,000 |
QBE Insurance Corporation | QBE Insurance | financial services | insurance violation | 2008 | OR-FIN | $17,700 |
QBE Insurance Corporation | QBE Insurance | financial services | insurance violation | 2015 | PA-INS | $10,000 |
General Casualty Company of Wisconsin | QBE Insurance | financial services | insurance violation | 2015 | PA-INS | $50,000 |
General Casualty Company of Wisconsin | QBE Insurance | financial services | insurance violation | 2014 | SD-INS | $5,000 |
Praetorian Insurance Company | QBE Insurance | financial services | insurance violation | 2012 | TX-INS | $14,000 |
Praetorian Insurance Company | QBE Insurance | financial services | insurance violation | 2012 | TX-INS | $30,000 |
Praetorian Insurance Company | QBE Insurance | financial services | insurance violation | 2014 | TX-INS | $20,000 |
General Casualty Company of Wisconsin | QBE Insurance | financial services | insurance violation | 2014 | TX-INS | $7,000 |
QBE Insurance Corporation | QBE Insurance | financial services | insurance violation | 2014 | TX-INS | $47,000 |
Praetorian Insurance Company | QBE Insurance | financial services | insurance violation | 2015 | TX-INS | $20,000 |
QBE Insurance Corporation | QBE Insurance | financial services | insurance violation | 2016 | TX-INS | $21,565 |
Praetorian Insurance Company | QBE Insurance | financial services | insurance violation | 2019 | VA-INS | $183,819 |
Qbe Insurance Corporation | QBE Insurance | financial services | insurance violation | 2016 | WA-INS | $10,000 |
General Casualty Company of Wisconsin | QBE Insurance | financial services | insurance violation | 2003 | WI-INS | $6,500 |
Regent Insurance Co. | QBE Insurance | financial services | insurance violation | 2003 | WI-INS | $8,500 |
General Casualty Company of Wisconsin | QBE Insurance | financial services | insurance violation | 2010 | WI-INS | $8,000 |
QBE Holdings Inc. | QBE Insurance | financial services | insurance violation | 2017 | MULTI-FIN | $21,164,000 |
Praetorian Insurance Company | QBE Insurance | financial services | insurance violation | 2020 | NY-DFS | $20,000 |
QBE Insurance Corp. | QBE Insurance | financial services | insurance violation | 2021 | TX-INS | $10,000 |
Praetorian Insurance Company | QBE Insurance | financial services | insurance violation | 2021 | TX-INS | $39,000 |
Praetorian Insurance Company | QBE Insurance | financial services | insurance violation | 2022 | TX-INS | $5,000 |
QBE Insurance Corporation | QBE Insurance | financial services | insurance violation | 2023 | TX-INS | $11,500 |
QBE Insurance Corporation | QBE Insurance | financial services | insurance violation | 2023 | TX-INS | $5,000 |
Macquarie Capital (USA) Inc. | Macquarie | financial services | investor protection violation | 2015 | SEC | $15,000,000 |
Australia and New Zealand Banking Group Ltd. | Australia and New Zealand Banking Group | financial services | investor protection violation | 2015 | CFTC | $150,000 |
Macquarie Futures USA LLC | Macquarie | financial services | investor protection violation | 2013 | CFTC | $150,000 |
Australia and New Zealand Banking Group Ltd. | Australia and New Zealand Banking Group | financial services | investor protection violation | 2012 | CFTC | $350,000 |
Macquarie Capital Investment Management LLC, et al | Macquarie | financial services | investor protection violation | 2015 | SEC | $120,000 |
Waddell & Reed, Inc. | Macquarie | financial services | investor protection violation | 2006 | SEC | $50,000,000 |
Waddell & Reed, Inc. | Macquarie | financial services | investor protection violation | 2006 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,000,000 |
Waddell & Reed, Inc. | Macquarie | financial services | investor protection violation | 2003 | FL-OFR | $8,800 |
Waddell & Reed, Inc. | Macquarie | financial services | investor protection violation | 2006 | MO-SEC | $172,161 |
Waddell & Reed, Inc. | Macquarie | financial services | investor protection violation | 2005 | MT-FIN | $25,000 |
Waddell & Reed, Inc. | Macquarie | financial services | investor protection violation | 2016 | NH-BSR | $900,000 |
Waddell & Reed Inc. | Macquarie | financial services | investor protection violation | 2008 | OK-SEC | $10,000 |
Waddell & Reed, Inc. | Macquarie | financial services | investor protection violation | 2005 | MULTI-FIN | $18,000,000 |
Macquarie Capital (USA) Inc. | Macquarie | financial services | investor protection violation | 2015 | FINRA | $2,950,000 |
Waddell & Reed, Inc. | Macquarie | financial services | investor protection violation | 2005 | FINRA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $16,000,000 |
Waddell & Reed, LLC | Macquarie | financial services | investor protection violation | 2022 | SEC | $200,000 |
Australia and New Zealand Banking Group Ltd. | Australia and New Zealand Banking Group | financial services | investor protection violation | 2024 | CFTC | $500,000 |
HEADWATERS RESOURCES, INC. | Boral Limited | building materials | labor relations violation | 2013 | NLRB | $10,063 |
Austal USA and Ameri-Force Craft Services, Inc., Joint Employers, d/b/a Austal USA | Austal | heavy equipment | labor relations violation | 2012 | NLRB | $54,120 |
Austal USA | Austal | heavy equipment | labor relations violation | 2012 | NLRB | $63,768 |
AUSTAL USA | Austal | heavy equipment | labor relations violation | 2011 | NLRB | $522,601 |
Bemis Company, Inc. | Amcor | paper and packaging | labor relations violation | 2010 | NLRB | $15,000 |
Bemis Company, Inc. | Amcor | paper and packaging | labor relations violation | 2009 | NLRB | $6,000 |
Boral Bricks, Inc. | Boral Limited | building materials | labor relations violation | 2007 | NLRB | $9,508 |
Mercury Air Centers, Inc. | Macquarie | financial services | labor relations violation | 2006 | NLRB | $40,000 |
CINCINNATI BELL TELEPHONE A DIVISION OF BROADWING | Macquarie | financial services | labor relations violation | 2005 | NLRB | $5,000 |
Wheelabrator Westchester, L.P. | Macquarie | financial services | labor relations violation | 2005 | NLRB | $13,000 |
CINCINNATI BELL | Macquarie | financial services | labor relations violation | 2004 | NLRB | $39,200 |
Bemis Company, Inc. | Amcor | paper and packaging | labor relations violation | 2003 | NLRB | $12,429 |
Dyno Nobel, Inc. | Incitec Pivot | chemicals | motor vehicle safety violation | 2014 | FMCSA | $39,810 |
THE GAS COMPANY LLC | Macquarie | financial services | motor vehicle safety violation | 2009 | FMCSA | $28,440 |
THE GAS COMPANY LLC | Macquarie | financial services | motor vehicle safety violation | 2009 | FMCSA | $28,440 |
The Gas Company Llc | Macquarie | financial services | motor vehicle safety violation | 2017 | FMCSA | $12,650 |
Alpha Dyno Nobel Inc | Incitec Pivot | chemicals | motor vehicle safety violation | 2017 | FMCSA | $99,780 |
Orica Usa Inc | Orica | mining and minerals | motor vehicle safety violation | 2023 | FMCSA | $7,740 |
BHP Billiton Petroleum (GOM) Inc. | BHP Group | mining and minerals | oil or gas drilling violation | 2012 | BSEE | $20,000 |
BHP Billiton Petroleum (GOM) Inc. | BHP Group | mining and minerals | oil or gas drilling violation | 2018 | BSEE | $38,100 |
Buckeye Pipe Line Co. | IFM Investors | financial services | oil spill | 2010 | EPA | $78,780 |
Buckeye Pipline Co. | IFM Investors | financial services | oil spill | 2006 | PA-ENV | $150,000 |
Buckeye Pipe Line Company, L.P. and West Shore Pipe Line Comany | IFM Investors | financial services | oil spill | 2021 | IL-ENV | $8,700,000 |
BUCKEYE PIPE LINE COMPANY LP AND WEST SHORE PIPE LINE COMPANY | IFM Investors | financial services | oil spill | 2018 | EPA | $400,000 |
Nufarm Americas Inc. | Nufarm | chemicals | pesticide violation | 2012 | EPA | $105,000 |
Nufarm Americas Inc. | Nufarm | chemicals | pesticide violation | 2020 | EPA | $80,000 |
Nufarm Americas Incorporated | Nufarm | chemicals | pesticide violation | 2014 | CA-DPR | $40,857 |
NuFarm Americas, Inc. | Nufarm | chemicals | pesticide violation | 2010 | CA-DPR | $17,514 |
Nufarm Americas, Inc. | Nufarm | chemicals | pesticide violation | 2021 | CA-DPR | $99,000 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2010 | PHMSA | $402,500 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2013 | PHMSA | $290,000 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2014 | PHMSA | $271,300 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2011 | PHMSA | $141,200 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2013 | PHMSA | $102,800 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2010 | PHMSA | $100,000 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2015 | PHMSA | $89,400 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2013 | PHMSA | $83,500 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2011 | PHMSA | $81,400 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2013 | PHMSA | $78,900 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2011 | PHMSA | $74,400 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2013 | PHMSA | $69,100 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2013 | PHMSA | $66,400 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2013 | PHMSA | $47,800 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2012 | PHMSA | $36,200 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2012 | PHMSA | $22,500 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2012 | PHMSA | $17,500 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2012 | PHMSA | $11,800 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2009 | PHMSA | $7,500 |
Buckeye Partners LP | IFM Investors | financial services | pipeline safety violation | 2017 | PHMSA | $50,400 |
Buckeye Partners LP | IFM Investors | financial services | pipeline safety violation | 2017 | PHMSA | $193,000 |
Buckeye Partners, LP | IFM Investors | financial services | pipeline safety violation | 2017 | PHMSA | $36,600 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2018 | PHMSA | $36,600 |
Buckeye Partners, LP | IFM Investors | financial services | pipeline safety violation | 2020 | PHMSA | $209,002 |
BUCKEYE PARTNERS LP | IFM Investors | financial services | pipeline safety violation | 2023 | PHMSA | $441,151 |
Qantas Airways Limited | Qantas Airways | airlines | price-fixing or anti-competitive practices | 2007 | DOJ_ANTITRUST | $61,000,000 |