Twin City Fire Insurance Company | Hartford Financial Services | financial services | insurance violation | 2015 | TX-INS | $5,500 |
Hartford Casualty Insurance Company | Hartford Financial Services | financial services | insurance violation | 2016 | TX-INS | $13,000 |
Twin City Fire Insurance Company | Hartford Financial Services | financial services | insurance violation | 2016 | TX-INS | $9,500 |
Berkley National Insurance Company | W.R. Berkley | financial services | insurance violation | 2016 | TX-INS | $8,000 |
Hartford Casualty Insurance Company | Hartford Financial Services | financial services | insurance violation | 2016 | TX-INS | $19,000 |
Hartford Underwriters Insurance Company | Hartford Financial Services | financial services | insurance violation | 2016 | TX-INS | $45,000 |
Sentinel Insurance Company, Ltd | Hartford Financial Services | financial services | insurance violation | 2016 | TX-INS | $32,000 |
Twin City Fire Insurance Company | Hartford Financial Services | financial services | insurance violation | 2017 | TX-INS | $8,500 |
Trumbull Insurance Company | Hartford Financial Services | financial services | insurance violation | 2017 | TX-INS | $9,000 |
Trumbull Insurance Company | Hartford Financial Services | financial services | insurance violation | 2018 | TX-INS | $20,000 |
Hartford Underwriters Insurance Company | Hartford Financial Services | financial services | insurance violation | 2018 | TX-INS | $9,000 |
Property and Casualty Insurance Company of Hartford | Hartford Financial Services | financial services | insurance violation | 2018 | TX-INS | $65,000 |
Hartford Casualty Insurance Company | Hartford Financial Services | financial services | insurance violation | 2019 | TX-INS | $6,000 |
Hartford Insurance Company of the Midwest | Hartford Financial Services | financial services | insurance violation | 2019 | TX-INS | $10,000 |
Hartford Fire Insurance Company | Hartford Financial Services | financial services | insurance violation | 2019 | TX-INS | $8,000 |
Hartford Insurance Company of the Midwest | Hartford Financial Services | financial services | insurance violation | 2019 | TX-INS | $10,000 |
Hartford Fire Insurance Company | Hartford Financial Services | financial services | insurance violation | 2019 | TX-INS | $12,500 |
HARTFORD FIRE INSURANCE CO. ET AL | Hartford Financial Services | financial services | insurance violation | 2001 | VA-INS | $30,000 |
HARTFORD INSURANCE COMPANY OF THE MIDWEST | Hartford Financial Services | financial services | insurance violation | 2006 | VA-INS | $42,800 |
Property & Casualty Insurance Company of Hartford | Hartford Financial Services | financial services | insurance violation | 2006 | VA-INS | $5,000 |
SENTINEL INSURANCE COMPANY | Hartford Financial Services | financial services | insurance violation | 2007 | VA-INS | $5,000 |
HARTFORD LIFE AND ANNUITY INSURANCE | Hartford Financial Services | financial services | insurance violation | 2008 | VA-INS | $5,000 |
TRUMBULL INSURANCE COMPANY | Hartford Financial Services | financial services | insurance violation | 2010 | VA-INS | $66,684 |
HARTFORD CASUALTY INSURANCE, ET AL. | Hartford Financial Services | financial services | insurance violation | 2010 | VA-INS | $15,000 |
Property & Casualty Insurance Company of Hartford and Trumbull Insurance Company | Hartford Financial Services | financial services | insurance violation | 2011 | VA-INS | $126,386 |
CAROLINA CASUALTY INSURANCE CO | W.R. Berkley | financial services | insurance violation | 2011 | VA-INS | $10,000 |
CAROLINA CASUALTY INSURANCE CO | W.R. Berkley | financial services | insurance violation | 2012 | VA-INS | $5,000 |
SENTINEL INSURANCE COMPANY LTD | Hartford Financial Services | financial services | insurance violation | 2012 | VA-INS | $66,735 |
SENTINEL INSURANCE COMPANY LTD | Hartford Financial Services | financial services | insurance violation | 2014 | VA-INS | $22,891 |
Hartford Accident and Indemnity Company | Hartford Financial Services | financial services | insurance violation | 2016 | VA-INS | $8,131 |
HARTFORD ACCIDENT & INDEMNITY | Hartford Financial Services | financial services | insurance violation | 2017 | VA-INS | $39,488 |
ACADIA INSURANCE COMPANY ET AL | W.R. Berkley | financial services | insurance violation | 2018 | VA-INS | $91,793 |
Acadia Insurance Company et al. | W.R. Berkley | financial services | insurance violation | 2019 | VA-INS | $9,341 |
Sentinel Insurance Company Ltd | Hartford Financial Services | financial services | insurance violation | 2012 | WA-INS | $30,000 |
Hartford Insurance Company The Midwest | Hartford Financial Services | financial services | insurance violation | 2012 | WA-INS | $30,000 |
Hartford Fire Insurance Company And Twin City Fire Insurance Company | Hartford Financial Services | financial services | insurance violation | 2013 | WA-INS | $10,000 |
Hartford Accident & Indemnity Company et al. | Hartford Financial Services | financial services | insurance violation | 2013 | WA-INS | $100,000 |
Hartford Accident & Indemnity Company et al. | Hartford Financial Services | financial services | insurance violation | 2015 | WA-INS | $20,000 |
Hartford Accident & Indemnity Company | Hartford Financial Services | financial services | insurance violation | 2015 | WA-INS | $15,000 |
Hartford Insurance Company The Midwest | Hartford Financial Services | financial services | insurance violation | 2017 | WA-INS | $10,000 |
Twin City Fire Insurance Company | Hartford Financial Services | financial services | insurance violation | 2017 | WA-INS | $30,000 |
Berkley National Insurance Company | W.R. Berkley | financial services | insurance violation | 2018 | WA-INS | $10,000 |
Hartford Insurance Company The Midwest | Hartford Financial Services | financial services | insurance violation | 2018 | WA-INS | $20,000 |
Hartford Accident and Indemnity Co. | Hartford Financial Services | financial services | insurance violation | 2001 | WI-INS | $15,000 |
Hartford Insurance Company of the Midwest | Hartford Financial Services | financial services | insurance violation | 2003 | WI-INS | $6,500 |
Hartford Insurance Company of the Midwest | Hartford Financial Services | financial services | insurance violation | 2005 | WI-INS | $9,500 |
Interactive Brokers LLC | Interactive Brokers Group | financial services | anti-money-laundering deficiencies | 2020 | CFTC | $12,206,214 |
Hartford Life and Accident Insurance Co. | Hartford Financial Services | financial services | insurance violation | 2020 | MA-AG | $145,000 |
Interactive Brokers LLC | Interactive Brokers Group | financial services | investor protection violation | 2020 | SEC | $11,500,000 |
Property and Casualty Insurance Co. of Hartford | Hartford Financial Services | financial services | insurance violation | 2020 | TX-INS | $20,000 |
Twin City Fire Insurance Co. | Hartford Financial Services | financial services | insurance violation | 2020 | TX-INS | $6,000 |
Trumbull Insurance Co. | Hartford Financial Services | financial services | insurance violation | 2020 | TX-INS | $15,000 |
Sentinel Insurance Company, Ltd. | Hartford Financial Services | financial services | insurance violation | 2020 | TX-INS | $10,000 |
Schupp & Grochmal, LLC | Schupp & Grochmal | financial services | investor protection violation | 2020 | CT-BKG | $10,510 |
HARTFORD CASUALTY INSURANCE COMPANY | Hartford Financial Services | financial services | insurance violation | 2020 | WA-INS | $90,000 |
CONTINENTAL WESTERN INSURANCE COMPANY | W.R. Berkley | financial services | insurance violation | 2020 | WA-INS | $10,000 |
Hartford Casualty Insurance Company | Hartford Financial Services | financial services | insurance violation | 2020 | TX-INS | $7,500 |
Interactive Brokers LLC | Interactive Brokers Group | financial services | anti-money-laundering deficiencies | 2020 | FINRA | $15,000,000 |
Interactive Brokers LLC | Interactive Brokers Group | financial services | investor protection violation | 2018 | FINRA | $5,500,000 |
Interactive Brokers LLC | Interactive Brokers Group | financial services | investor protection violation | 2017 | FINRA | $450,000 |
Interactive Brokers, L.L.C. | Interactive Brokers Group | financial services | investor protection violation | 2002 | FINRA | $230,000 |
Schupp & Grochmal, LLC | Schupp & Grochmal | financial services | investor protection violation | 2020 | CT-SEC | $7,500 |
Trumbull Insurance Co. | Hartford Financial Services | financial services | insurance violation | 2021 | TX-INS | $5,000 |
Trumbull Insurance Co. | Hartford Financial Services | financial services | insurance violation | 2021 | TX-INS | $7,500 |
Hartford Fire Insurance Co. | Hartford Financial Services | financial services | insurance violation | 2021 | TX-INS | $5,000 |
Acadia Insurance Co. | W.R. Berkley | financial services | insurance violation | 2021 | TX-INS | $8,250 |
Interactive Brokers LLC | Interactive Brokers Group | financial services | investor protection violation | 2021 | CFTC | $84,320,000 |
Hartford Insurance Company of the Midwest et al. | Hartford Financial Services | financial services | insurance violation | 2021 | TX-INS | $120,000 |
Synchrony Bank | Synchrony Financial | financial services | consumer protection violation | 2021 | CA-MULTI | $3,500,000 |
Interactive Brokers LLC | Interactive Brokers Group | financial services | investor protection violation | 2022 | OK-SEC | $15,000 |
The Hartford et al. | Hartford Financial Services | financial services | insurance violation | 2022 | ID-INS | $360,000 |
The Hartford Casualty Insurance Co. and Trumbull Insurance Co. | Hartford Financial Services | financial services | insurance violation | 2022 | MN-FIN | $11,000 |
Acadia Insurance Company | W.R. Berkley | financial services | insurance violation | 2022 | VT-FIN | $100,000 |
Interactive Brokers LLC | Interactive Brokers Group | financial services | investor protection violation | 2022 | CFTC | $1,010,828 |
Hartford Fire Insurance Company | Hartford Financial Services | financial services | insurance violation | 2022 | TX-INS | $5,000 |
Hartford Underwriters Insurance Company | Hartford Financial Services | financial services | insurance violation | 2022 | TX-INS | $6,000 |
Hartford Casualty Insurance Company | Hartford Financial Services | financial services | insurance violation | 2022 | TX-INS | $8,000 |
Hartford Casualty Insurance Company et al. | Hartford Financial Services | financial services | insurance violation | 2022 | VA-INS | $30,030 |
Hartford Casualty Insurance Company | Hartford Financial Services | financial services | insurance violation | 2022 | TX-INS | $20,000 |
Hartford Accident and Indemnity Company | Hartford Financial Services | financial services | insurance violation | 2022 | TX-INS | $52,000 |
Hartford Fire Insurance Co. | Hartford Financial Services | financial services | price-fixing or anti-competitive practices | 2012 | private lawsuit-federal | $3,727,272 |
Hartford Accident & Indemnity Company | Hartford Financial Services | financial services | insurance violation | 2023 | TX-INS | $14,000 |
Trumbull Insurance Company | Hartford Financial Services | financial services | insurance violation | 2023 | TX-INS | $7,500 |
Hartford Underwriters Insurance Company | Hartford Financial Services | financial services | insurance violation | 2023 | TX-INS | $22,000 |
HARTFORD UNDERWRITERS INSURANCE COMPANY et al. | Hartford Financial Services | financial services | insurance violation | 2023 | AZ-DIFI | $30,000 |
Interactive Brokers Corp. and Interactive Brokers LLC | Interactive Brokers Group | financial services | investor protection violation | 2023 | CFTC | $20,000,000 |
Interactive Brokers Corp. | Interactive Brokers Group | financial services | investor protection violation | 2023 | SEC | $35,000,000 |
Hartford Accident and Indemnity Company | Hartford Financial Services | financial services | insurance violation | 2023 | TX-INS | $6,300 |
Hartford Casualty Insurance Company | Hartford Financial Services | financial services | insurance violation | 2023 | TX-INS | $12,000 |
Hartford Underwriters Insurance Company | Hartford Financial Services | financial services | insurance violation | 2023 | TX-INS | $11,000 |
Acadia Insurance Company | W.R. Berkley | financial services | insurance violation | 2024 | TX-INS | $5,000 |
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | Hartford Financial Services | financial services | workplace safety or health violation | 2011 | OSHA | $5,600 |
GE ENERGY MANAGEMENT GRID SOLUTIONS, LLC | Synchrony Financial | financial services | workplace safety or health violation | 2015 | OSHA | $22,300 |
W. R. BERKLEY CORPORATION | W.R. Berkley | financial services | workplace safety or health violation | 2017 | OSHA | $5,000 |
EMERY WORLDWIDE AIRLINES INC | XPO Logistics | freight and logistics | aviation safety violation | 2003 | FAA | $500,000 |
EMERY WORLDWIDE AIRLINES INC | XPO Logistics | freight and logistics | aviation safety violation | 2003 | FAA | $10,000 |
EMERY WORLDWIDE AIRLINES INC | XPO Logistics | freight and logistics | aviation safety violation | 2002 | FAA | $35,000 |
EMERY WORLDWIDE AIRLINES INC | XPO Logistics | freight and logistics | aviation safety violation | 2002 | FAA | $5,000 |
EMERY WORLDWIDE AIRLINES INC | XPO Logistics | freight and logistics | aviation safety violation | 2002 | FAA | $5,250 |
EMERY WORLDWIDE AIRLINES INC | XPO Logistics | freight and logistics | aviation safety violation | 2001 | FAA | $1,000,000 |
EMERY WORLDWIDE AIRLINES INC | XPO Logistics | freight and logistics | aviation safety violation | 2000 | FAA | $5,000 |