| Tokai Carbon CB Ltd. | Tokai Carbon | chemicals | environmental violation | 2020 | TX-ENV | $16,770 |
| Lucite International, Inc. | Midorikawa Chemical Industry Co. | chemicals | environmental violation | 2020 | TX-ENV | $12,000 |
| Shintech Incorporated | Shin-Etsu Chemical | chemicals | environmental violation | 2020 | TX-ENV | $5,011 |
| Shintech Incorporated | Shin-Etsu Chemical | chemicals | environmental violation | 2020 | TX-ENV | $84,593 |
| Kuraray America, Inc. | Kuraray | chemicals | environmental violation | 2020 | TX-ENV | $8,160 |
| Mitsubishi Caterpillar Forklift America Inc. | Mitsubishi Heavy Industries | diversified | environmental violation | 2020 | TX-ENV | $59,567 |
| Diversified CPC International, Inc. | Sumitomo Group | diversified | railroad safety violation | 2020 | FRA | $6,000 |
| Sekisui Specialty Chemicals America, LLC | Sekisui Chemical | chemicals | railroad safety violation | 2020 | FRA | $5,000 |
| Standard Insurance Company | Meiji Yasuda Life Insurance | financial services | insurance violation | 2020 | CT-INS | $10,000 |
| Subaru of America | Subaru Corporation | motor vehicles | product safety violation | 2020 | private lawsuit-federal | $6,250,000 |
| First Symetra National Life Insurance Company of New York | Sumitomo Group | diversified | insurance violation | 2020 | NY-DFS | $6,200 |
| Aisin Seiki Co. Ltd. | Aisin Corp. | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $850,000 |
| AVX Corporation | Kyocera | electrical and electronic equipment | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $65,000,000 |
| DENSO Corporation | Denso | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $100,000 |
| DENSO Corporation | Denso | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $100,000 |
| DENSO Corporation | Denso | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $100,000 |
| Diamond Electric Manufacturing Co. Ltd. | Diamond Electric Manufacturing | electrical and electronic equipment | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $200,000 |
| Hitachi Automotive Systems Limited | Hitachi | diversified | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $15,000,000 |
| Hitachi Automotive Systems Limited | Hitachi | diversified | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $1,410,000 |
| Hitachi Ltd. | Hitachi | diversified | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $26,501,154 |
| Hitachi Maxell Ltd. | Hitachi | diversified | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $3,450,000 |
| Keihin Corporation | Hitachi | diversified | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $836,000 |
| Mitsubishi Electric Corporation | Mitsubishi Electric | electrical and electronic equipment | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $2,986,486 |
| Mitsubishi Electric Corporation | Mitsubishi Electric | electrical and electronic equipment | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $359,274 |
| Mitsubishi Heavy Industries | Mitsubishi Heavy Industries | diversified | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $6,840,000 |
| Mitsubishi Heavy Industries | Mitsubishi Heavy Industries | diversified | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,200,000 |
| NEC Corp. | NEC Corp. | information technology | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $2,500,000 |
| NGK Insulators Ltd. | NGK Insulators | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $10,200,000 |
| Nichicon Corporation | Nichicon Corporation | electrical and electronic equipment | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $21,500,000 |
| Nomura Securities International Inc. | Nomura | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| Panasonic Corp. | Panasonic | electrical and electronic equipment | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $760,000 |
| Panasonic Corp. | Panasonic | electrical and electronic equipment | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $12,000,000 |
| Panasonic Corp. | Panasonic | electrical and electronic equipment | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $10,000,000 |
| Panasonic Corp. | Panasonic | electrical and electronic equipment | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $45,000,000 |
| Panasonic Corp. | Panasonic | electrical and electronic equipment | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,700,000 |
| Panasonic Corp. | Panasonic | electrical and electronic equipment | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $66,252,885 |
| Sanden Holdings Corporation | Sanden Corp. | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $3,650,000 |
| Showa Corp. | Hitachi | diversified | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $14,060,000 |
| TK Holdings Trust | Ningbo Joyson Electronic | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $53,200,000 |
| Tokai Rika Co. Ltd. | Tokai Rika Co. | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $34,200,000 |
| Toshiba Corporation | Toshiba | electrical and electronic equipment | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $28,394,094 |
| Toyo Tire & Rubber Co., Ltd. | Toyo Tire & Rubber | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $11,400,000 |
| Toyoda Gosei Co. Ltd. | Toyoda Gosei | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $44,840,000 |
| Toyoda Gosei Co. Ltd. | Toyoda Gosei | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $14,160,000 |
| Toyoda Gosei Co. Ltd. | Toyoda Gosei | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $2,266,667 |
| DIAMOND ELECTRIC MANUFACTURING CORPORATION | Diamond Electric Manufacturing | electrical and electronic equipment | workplace safety or health violation | 2020 | OSHA | $8,502 |
| WAUPACA FOUNDRY INCORPORATED | Hitachi | diversified | workplace safety or health violation | 2020 | OSHA | $5,000 |
| HAWAIIAN DREDGING CONSTRUCTION COMPANY, INC. | Kajima | construction and engineering | workplace safety or health violation | 2020 | OSHA | $11,566 |
| AISIN LIGHT METALS LLC | Aisin Corp. | automotive parts | workplace safety or health violation | 2020 | OSHA | $15,422 |
| MITSUBISHI CEMENT CORPORATION | Mitsubishi Materials | building materials | workplace safety or health violation | 2020 | OSHA | $22,500 |
| UNISEA, INC. | Nissui (Nippon Suisan Kaisha) | food products | workplace safety or health violation | 2020 | OSHA | $13,518 |
| INTERNATIONAL CRANKSHAFT INC | Nippon Steel | metals | workplace safety or health violation | 2020 | OSHA | $7,000 |
| GREAT PLAINS MANUFACTURING | Kubota | heavy equipment | workplace safety or health violation | 2020 | OSHA | $9,446 |
| BRIDGESTONE AMERICAS TIRE OPERATIONS | Bridgestone | automotive parts | workplace safety or health violation | 2020 | OSHA | $13,260 |
| BRIDGESTONE RETAIL OPERATIONS LLC | Bridgestone | automotive parts | workplace safety or health violation | 2020 | OSHA | $8,783 |
| BRIDGESTONE RETAIL OPERATIONS, LLC | Bridgestone | automotive parts | workplace safety or health violation | 2020 | OSHA | $10,162 |
| AISIN DRIVETRAIN INCORPORATED | Aisin Corp. | automotive parts | workplace safety or health violation | 2020 | OSHA | $9,000 |
| NHK SPRING PRECISION OF AMERICA INC | NHK Spring | automotive parts | workplace safety or health violation | 2020 | OSHA | $6,300 |
| CONTINENTAL CARBONIC PRODUCTS, INC. | Mitsubishi Chemical | chemicals | workplace safety or health violation | 2020 | OSHA | $5,880 |
| 7 ELEVEN | Seven & I Holdings | retailing | workplace safety or health violation | 2020 | OSHA | $5,000 |
| COLUMBIA EXPORT TERMINAL LLC | Marubeni | diversified | workplace safety or health violation | 2020 | OSHA | $7,461 |
| NHK SPRING PRECISION OF AMERICA INC | NHK Spring | automotive parts | workplace safety or health violation | 2020 | OSHA | $6,600 |
| 7-ELEVEN INC. | Seven & I Holdings | retailing | workplace safety or health violation | 2020 | OSHA | $6,436 |
| GOODMAN MANUFACTURING COMPANY, L.P. | Daikin | miscellaneous manufacturing | workplace safety or health violation | 2020 | OSHA | $13,494 |
| AKEBONO BRAKE, ELIZABETHTOWN PLANT | Akebono Brake Industry | automotive parts | workplace safety or health violation | 2020 | OSHA | $5,600 |
| AJINOMOTO FOODS NORTH AMERICA INC. | Ajinomoto | food products | workplace safety or health violation | 2020 | OSHA | $5,400 |
| STANDARD STEEL, LLC | Nippon Steel | metals | workplace safety or health violation | 2020 | OSHA | $13,494 |
| LOGAN ALUMINUM INC. | UACJ Corp. | metals | workplace safety or health violation | 2020 | OSHA | $14,000 |
| SYSTEX PRODUCTS CORPORATION | Denso | automotive parts | workplace safety or health violation | 2020 | OSHA | $5,600 |
| CONTINENTAL STRUCTURAL PLASTICS, INC. | Teijin | chemicals | workplace safety or health violation | 2020 | OSHA | $8,582 |
| AJINOMOTO FOODS NORTH AMERICA INC. | Ajinomoto | food products | workplace safety or health violation | 2020 | OSHA | $23,000 |
| DUREZ CORPORATION | Sumitomo Group | diversified | workplace safety or health violation | 2020 | OSHA | $20,274 |
| HITACHI AUTOMOTIVE SYSTEMS AMERICAS INC | Hitachi | diversified | workplace safety or health violation | 2020 | OSHA | $35,000 |
| HITACHI AUTOMOTIVE SYSTEMS AMERICA, INC. | Hitachi | diversified | workplace safety or health violation | 2020 | OSHA | $35,000 |
| KOBE ALUMINUM AUTOMOTIVE PRODUCTS LLC | Kobe Steel | metals | workplace safety or health violation | 2020 | OSHA | $11,400 |
| CALGON CARBON CORPORATION | Kuraray | chemicals | hazardous waste violation | 2020 | EPA | $46,400 |
| DOLE PACKAGED FOODS, LLC | Itochu | diversified | environmental violation | 2020 | EPA | $60,000 |
| Shintech Louisiana LLC | Shin-Etsu Chemical | chemicals | air pollution violation | 2020 | EPA | $168,500 |
| Valent USA Corporation | Sumitomo Group | diversified | environmental violation | 2020 | EPA | $12,940 |
| Toyota Motor North America, Inc. | Toyota | motor vehicles | environmental violation | 2020 | EPA | $273,888 |
| Nevada Ready Mix Corporation | Mitsubishi Corporation | diversified | workplace safety or health violation | 2020 | MSHA | $7,427 |
| Nevada Ready Mix Corporation | Mitsubishi Corporation | diversified | workplace safety or health violation | 2020 | MSHA | $6,331 |
| Honda Aircraft Company LLC | Honda | motor vehicles | work visa violations | 2019 | DOJ_RIGHTS | $44,626 |
| ProEquities, Inc. | Dai-ichi Life | financial services | investor protection violation | 2019 | SEC | $1,852,383 |
| Astellas Pharma US Inc. | Astellas Pharma | pharmaceuticals | False Claims Act and related | 2019 | DOJ_CIVIL | $100,000,000 |
| Canon Inc. | Canon | electrical and electronic equipment | investor protection violation | 2019 | FTC | $2,500,000 |
| Mitsubishi International Corporation | Mitsubishi Corporation | diversified | export control violation | 2019 | BIS | $5,000 |
| Mitsubishi International PolymerTrade Corporation | Mitsubishi Corporation | diversified | export control violation | 2019 | BIS | $15,000 |
| NHK Spring Co. Ltd. | NHK Spring | automotive parts | price-fixing or anti-competitive practices | 2019 | DOJ_ANTITRUST | $28,500,000 |
| Nissan Motor Acceptance Corporation | Nissan | motor vehicles | consumer protection violation | 2019 | DOJ_RIGHTS | $3,000,000 |
| Nomura Securities International Inc. | Nomura | financial services | investor protection violation | 2019 | SEC | $26,400,000 |
| Toshiba Corporation | Toshiba | electrical and electronic equipment | investor protection violation | 2019 | FTC | $2,500,000 |
| Japan Airlines | Japan Airlines | airlines | aviation consumer protection violation | 2019 | ACPD | $300,000 |
| Mitsubishi Corporation RtM Japan Ltd. | Mitsubishi Corporation | diversified | investor protection violation | 2019 | CFTC | $500,000 |
| Mitsubishi International Corporation | Mitsubishi Corporation | diversified | investor protection violation | 2019 | CFTC | $400,000 |
| Avanir Pharmaceuticals | Otsuka Pharmaceutical | pharmaceuticals | False Claims Act and related | 2019 | DOJ_CIVIL | $115,874,895 |
| Takeda Pharmaceuticals U.S.A. | Takeda Pharmaceutical | pharmaceuticals | False Claims Act and related | 2019 | IL-AG | $5,833,333 |
| Avanir Pharmaceuticals | Otsuka Pharmaceutical | pharmaceuticals | False Claims Act and related | 2019 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $7,000,000 |
| Nissan | Nissan | motor vehicles | accounting fraud or deficiencies | 2019 | SEC | $15,000,000 |
| 7-Eleven, Inc. | Seven & I Holdings | retailing | employment screening violation | 2019 | private lawsuit-federal | $1,972,500 |
| Nidec Motor Corporation | Nidec Group | miscellaneous manufacturing | wage and hour violation | 2019 | private lawsuit-federal | $1,675,000 |
