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Violation Tracker Current Parent Headquarters Summary Page

HQ State/Territory: Minnesota
Current Parent Penalty Total since 2000: $25,790,302,028
Number of Records: 2,066
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
3M Company$19,694,417,115135
UnitedHealth Group$2,245,949,382388
U.S. Bancorp$1,681,335,61466
Mosaic Co.$898,981,519106
Ameriprise Financial$340,010,88558
Cargill$220,708,468219
Target$187,253,759158
Ecolab$122,430,09084
Patterson$81,538,4329
Piper Sandler$53,424,45426

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgency sort iconPenalty Amount
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2013FINRA$750,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2010FINRA$700,000
US Bancorp Investments, Inc.U.S. Bancorpfinancial servicesinvestor protection violation2010FINRA$275,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2008FINRA$100,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005FINRA$12,300,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005FINRA$1,250,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2005FINRA$280,000
American Express Financial AdvisorsAmeriprise Financialfinancial servicesinvestor protection violation2005FINRA$13,000,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2005FINRA$275,000
American Express Financial Advisors Inc.Ameriprise Financialfinancial servicesinvestor protection violation2004FINRA$700,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2004FINRA$2,400,000
American Express Financial Advisors, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2004FINRA$300,000
American Express Financial Advisors Inc.Ameriprise Financialfinancial servicesinvestor protection violation2002FINRA$350,000
U.S. Bancorp Piper Jaffray Inc.Piper Sandlerfinancial servicesinvestor protection violation2002FINRA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,650,000
U.S. Bancorp Piper JaffrayPiper Sandlerfinancial servicesinvestor protection violation2002FINRA$250,000
Piper Jaffray Inc.Piper Sandlerfinancial servicesinvestor protection violation2000FINRA$933,000
MOSAIC FERTILIZER LLCMosaic Co.chemicalsair pollution violation2021FL-DEP$22,340
MOSAIC FERTILIZER, LLCMosaic Co.chemicalsenvironmental violation2019FL-DEP$11,000
H. B. FULLER CONSTRUCTION PRODUCTSH.B. Fullerchemicalsair pollution violation2019FL-DEP$10,000
MOSAIC FERTILIZIER, LLCMosaic Co.chemicalshazardous waste violation2016FL-DEP$1,450,000
MOSAIC FERTILIZER, LLCMosaic Co.chemicalsenvironmental violation2014FL-DEP$10,000
TARGET CORPORATIONTargetretailinghazardous waste violation2011FL-DEP$5,696
MOSAIC FERTILIZER, LLCMosaic Co.chemicalsenvironmental violation2010FL-DEP$9,200
MOSAIC FERTILIZER, LLCMosaic Co.chemicalsair pollution violation2010FL-DEP$88,000
MOSAIC FERTILIZER, LLCMosaic Co.chemicalsair pollution violation2010FL-DEP$23,800
MOSAIC FERTILIZER, LLCMosaic Co.chemicalsair pollution violation2010FL-DEP$5,000
MOSAIC FERTILIZER, LLCMosaic Co.chemicalsenvironmental violation2010FL-DEP$5,000
MAYO CLINIC JACKSONVILLEMayo Clinichealthcare serviceshazardous waste violation2010FL-DEP$9,478
MOSAIC FERTILIZER, L.L.C.Mosaic Co.chemicalsenvironmental violation2008FL-DEP$76,481
MOSAIC FERTILIZER, L.L.C.Mosaic Co.chemicalsenvironmental violation2008FL-DEP$14,540
PURINA MILLS, LLCLand O'Lakesfood productsair pollution violation2007FL-DEP$7,350
MOSAIC FERTILIZER LLCMosaic Co.chemicalsenvironmental violation2006FL-DEP$173,100
CARGILL JUICE NORTH AMERICA, INC.Cargillagribusinessair pollution violation2006FL-DEP$14,400
CARGILL JUICE NORTH AMERICA, INC.Cargillagribusinessair pollution violation2006FL-DEP$7,200
MOSAIC FERTILIZER, LLCMosaic Co.chemicalsenvironmental violation2006FL-DEP$6,000
MOSAIC FERTILIZER, LLCMosaic Co.chemicalsenvironmental violation2006FL-DEP$16,500
MOSAIC FERTILIZERS, LLCMosaic Co.chemicalsenvironmental violation2006FL-DEP$15,748
MOSAIC PHOSPHATES COMPANYMosaic Co.chemicalsair pollution violation2005FL-DEP$6,000
IMC PHOSPHATES COMPANYMosaic Co.chemicalsair pollution violation2005FL-DEP$10,000
MOSAIC PHOSPHATES COMPANY, INC.Mosaic Co.chemicalsenvironmental violation2005FL-DEP$7,000
MOSAIC FERTILIZER, L.L.C.Mosaic Co.chemicalsenvironmental violation2005FL-DEP$15,995
MOSAIC PHOSPHATES COMPANYMosaic Co.chemicalsenvironmental violation2005FL-DEP$5,000
TARGET CORPORATIONTargetretailingenvironmental violation2005FL-DEP$6,398
IMC PHOSPHATES COMPANYMosaic Co.chemicalsenvironmental violation2001FL-DEP$9,198
CARGILL FERTILIZER, INC.Cargillagribusinessair pollution violation2001FL-DEP$18,400
MOSAIC FERTILIZER, LLC - BARTOW CHEMICAL PLANTMosaic Co.chemicalsenvironmental violation2021FL-DEP$13,000
Mosaic Fertilizer, LLCMosaic Co.chemicalsenvironmental violation2021FL-DEP$32,400
Mosaic Fertilizer, LLCMosaic Co.chemicalsenvironmental violation2022FL-DEP$17,230
Mosaic Fertilizer, LLCMosaic Co.chemicalsenvironmental violation2023FL-DEP$6,200
Mosaic Fertilizer, LLCMosaic Co.chemicalsenvironmental violation2023FL-DEP$13,990
Mosaic Fertilizer, LLCMosaic Co.chemicalsenvironmental violation2023FL-DEP$9,575
Mosaic Fertilizer, LLCMosaic Co.chemicalsair pollution violation2023FL-DEP$7,700
United Healthcare of Florida, Inc.UnitedHealth Grouphealthcare servicesinsurance violation2000FL-OFR$65,000
Freedom Life Insurance Company of AmericaUnitedHealth Grouphealthcare servicesinsurance violation2002FL-OFR$13,500
United Healthcare of Florida, Inc.UnitedHealth Grouphealthcare servicesinsurance violation2003FL-OFR$47,000
MEGA Life and Health Insurance Co.UnitedHealth Grouphealthcare servicesinsurance violation2008FL-OFR$22,699
RiverSource Life Insurance Co.Ameriprise Financialfinancial servicesinsurance violation2011FL-OFR$10,500
Golden Rule Insurance Co.UnitedHealth Grouphealthcare servicesinsurance violation2012FL-OFR$13,000
United Healthcare of Florida, Inc.UnitedHealth Grouphealthcare servicesinsurance violation2014FL-OFR$33,000
C.H. Robinson Project Logistics, Inc.C.H. Robinsonfreight and logisticsmaritime violation2015FMC$25,000
FASTENAL COMPANYFastenalretailingmotor vehicle safety violation2010FMCSA$25,600
Northwest Food Products Transportation LLCLand O'Lakesfood productsmotor vehicle safety violation2011FMCSA$16,040
Best Buy Stores L.P.Best Buyretailingmotor vehicle safety violation2013FMCSA$5,500
Hawkins IncHawkins Inc.chemicalsmotor vehicle safety violation2011FMCSA$7,240
CHS INCCHS Inc.agribusinessmotor vehicle safety violation2008FMCSA$9,460
POLARIS INDUSTRIESPolaris Industriesmotor vehiclesmotor vehicle safety violation2007FMCSA$7,780
ECOLAB INCEcolabchemicalsmotor vehicle safety violation2007FMCSA$40,170
NALCO COMPANYEcolabchemicalsmotor vehicle safety violation2007FMCSA$6,060
AGRILIANCE LLCAgriliancefood productsmotor vehicle safety violation2007FMCSA$6,060
NORTHWEST FOOD PRODUCTS TRANSPORTATION LLCLand O'Lakesfood productsmotor vehicle safety violation2006FMCSA$13,680
NORTHWEST FOOD PRODUCTS TRANSPORTATION LLCLand O'Lakesfood productsmotor vehicle safety violation2006FMCSA$25,490
AMES CONSTRUCTION INCAmes Constructionconstruction and engineeringmotor vehicle safety violation2005FMCSA$15,330
ECOLAB, INC.Ecolabchemicalsmotor vehicle safety violation2005FMCSA$14,090
CHS INC.CHS Inc.agribusinessmotor vehicle safety violation2005FMCSA$6,530
Chs IncCHS Inc.agribusinessmotor vehicle safety violation2015FMCSA$59,260
CHS Inc.CHS Inc.agribusinessrailroad safety violation2010FRA$6,000
CHS Inc.CHS Inc.agribusinessrailroad safety violation2014FRA$8,500
Advanced BioenergyAdvanced BioEnergy LLCmiscellaneous energy products and systemsrailroad safety violation2012FRA$7,500
CARGILL-CORN MILLING DIVISIONCargillagribusinessrailroad safety violation2010FRA$10,000
CARGILL-CORN MILLING DIVISIONCargillagribusinessrailroad safety violation2010FRA$10,000
CARGILL-CORN MILLING DIVISIONCargillagribusinessrailroad safety violation2014FRA$20,000
CENEX CORPORATIONCHS Inc.agribusinessrailroad safety violation2014FRA$8,500
CENEX CORPORATIONCHS Inc.agribusinessrailroad safety violation2014FRA$8,500
CENEX CORPORATIONCHS Inc.agribusinessrailroad safety violation2014FRA$8,500
CENEX CORPORATIONCHS Inc.agribusinessrailroad safety violation2014FRA$8,500
Cargill IncorporatedCargillagribusinessrailroad safety violation2014FRA$7,250
ECOLAB, Inc.Ecolabchemicalsrailroad safety violation2014FRA$5,625
Mosaic Fertilizer LLCMosaic Co.chemicalsrailroad safety violation2009FRA$10,000
Mosaic Fertilizer LLCMosaic Co.chemicalsrailroad safety violation2010FRA$5,000
3-M MINNESOTA MINING & MFG. CO.3M Companymiscellaneous manufacturingrailroad safety violation2011FRA$6,000
3-M MINNESOTA MINING & MFG. CO.3M Companymiscellaneous manufacturingrailroad safety violation2012FRA$5,000
Nalco CompanyEcolabchemicalsrailroad safety violation2012FRA$8,000
Royal Adhesives & SealantsH.B. Fullerchemicalsrailroad safety violation2012FRA$5,000
Cargill, Inc.Cargillagribusinessrailroad safety violation2015FRA$5,000
ECOLAB, Inc.Ecolabchemicalsrailroad safety violation2015FRA$7,200
Mosaic Fertilizer LLCMosaic Co.chemicalsrailroad safety violation2015FRA$9,500
PATRIOT RENEWABLE FUELS, LLCCHS Inc.agribusinessrailroad safety violation2015FRA$5,000
ILLINOIS RIVER ENERGY, LLCCHS Inc.agribusinessrailroad safety violation2009FRA$5,000
CARGILL-CORN MILLING DIVISIONCargillagribusinessrailroad safety violation2009FRA$10,000
HEARTLAND GRAIN FUELS L.P.Advanced BioEnergy LLCmiscellaneous energy products and systemsrailroad safety violation2008FRA$6,975
HEARTLAND GRAIN FUELS L.P.Advanced BioEnergy LLCmiscellaneous energy products and systemsrailroad safety violation2008FRA$9,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.