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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,500
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$55,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$6,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$10,500
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,250
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,250
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,250
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$5,000
SGS North America, Inc.SGS S.A.miscellaneous serviceswage and hour violation2018WHD$16,981
SGS NORTH AMERICA, INC.SGS S.A.miscellaneous servicesworkplace safety or health violation2016OSHA$13,000
SGS NORTH AMERICA, INC.SGS S.A.miscellaneous servicesworkplace safety or health violation2019OSHA$50,000
SGS NORTH AMERICA, INC.SGS S.A.miscellaneous servicesworkplace safety or health violation2019OSHA$11,566
SGS NORTH AMERICA, INC.SGS S.A.miscellaneous servicesworkplace safety or health violation2022OSHA$25,900
SGS NORTH AMERICA, INC.SGS S.A.miscellaneous servicesworkplace safety or health violation2022OSHA$8,287
SGS NORTH AMERICA INCSGS S.A.miscellaneous servicesair pollution violation2014NJ-ENV$72,500
SGS NORTH AMERICA INCSGS S.A.miscellaneous serviceshazardous waste violation2013NJ-ENV$15,300
SGS NORTH AMERICA INCSGS S.A.miscellaneous serviceshazardous waste violation2013NJ-ENV$6,175
SGS NORTH AMERICA INCSGS S.A.miscellaneous serviceshazardous waste violation2010NJ-ENV$30,000
SGS North America IncSGS S.A.miscellaneous servicesenvironmental violation2021FL-DEP$19,500
SGS NORTH AMERICA CONSUMER TESTING SERVICESSGS S.A.miscellaneous servicesworkplace safety or health violation2011OSHA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2011FRA$6,900
SGSSGS S.A.miscellaneous servicesrailroad safety violation2013FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2014FRA$5,750
SGSSGS S.A.miscellaneous servicesrailroad safety violation2014FRA$5,750
SGSSGS S.A.miscellaneous servicesrailroad safety violation2013FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2013FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2015FRA$6,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2014FRA$7,500
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$6,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$10,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$6,000
SGSSGS S.A.miscellaneous serviceswage and hour violation2008WHD$23,101
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$20,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$10,000
Security National Insurance CompanyZurich Insurancefinancial servicesinsurance violation2018TX-INS$40,000
Security National Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$5,000
Security National Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$14,000
Security National Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$6,500
Security National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2002FL-OFR$31,500
Security National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2015MO-INS$16,090
Security National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2020WA-INS$5,000
Security National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2021MO-INS$23,150
Schwab Capital Markets, L.P.UBSfinancial servicesinvestor protection violation2004FINRA$70,000
Schwab Capital MarketsUBSfinancial servicesinvestor protection violation2001FINRA$12,000
SCHINDLER ELEVATOR, CORPORATIONSchindlermiscellaneous manufacturingworkplace safety or health violation2012OSHA$5,400
Schindler Elevator CorportationSchindlermiscellaneous manufacturingwage and hour violation2013WHD$34,081
Schindler Elevator CorporationSchindlermiscellaneous manufacturingemployment discrimination2013EEOC$35,000
SCHINDLER ELEVATOR CORPORATIONSchindlermiscellaneous manufacturingworkplace safety or health violation2001OSHA$6,300
SCHINDLER ELEVATOR CORPORATIONSchindlermiscellaneous manufacturingworkplace safety or health violation2011OSHA$25,000
SCHINDLER ELEVATOR CORPORATIONSchindlermiscellaneous manufacturingworkplace safety or health violation2008OSHA$5,850
SCHINDLER ELEVATOR CORPORATIONSchindlermiscellaneous manufacturingworkplace safety or health violation2010OSHA$69,300
SCHINDLER ELEVATOR CORPORATIONSchindlermiscellaneous manufacturingworkplace safety or health violation2010OSHA$5,000
SCHINDLER ELEVATOR CORPORATIONSchindlermiscellaneous manufacturingworkplace safety or health violation2012OSHA$8,995
SCHINDLER ELEVATOR CORPORATIONSchindlermiscellaneous manufacturingworkplace safety or health violation2013OSHA$18,000
SCHINDLER ELEVATOR CORPORATIONSchindlermiscellaneous manufacturingworkplace safety or health violation2018OSHA$9,701
SCHINDLER ELEVATOR CORPORATIONSchindlermiscellaneous manufacturingworkplace safety or health violation2023OSHA$26,787
SCHINDLER ELEVATOR CORPORATIONSchindlermiscellaneous manufacturingenvironmental violation2013EPA$7,735
SCHINDLER ELEVATOR CORP.Schindlermiscellaneous manufacturingworkplace safety or health violation2008OSHA$6,000
Sandoz, Inc.Sandoz GrouppharmaceuticalsHHS civil monetary penalties2015HHSOIG$12,640,000
Sandoz, Inc.Sandoz GrouppharmaceuticalsHHS civil monetary penalties2011HHSOIG$230,000
Sandoz, Inc.Sandoz GrouppharmaceuticalsFalse Claims Act and related2011MS-AG$30,110,618
Sandoz Inc.Sandoz GrouppharmaceuticalsFalse Claims Act and related2010ID-AG$1,650,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2020DOJ_ANTITRUST$195,000,000
Sandoz Inc.Sandoz GrouppharmaceuticalsFalse Claims Act and related2021DOJ_CIVIL$185,000,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2017private lawsuit-federal$1,750,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2017private lawsuit-federal$3,202,500
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2020private lawsuit-federal$85,000,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2011private lawsuit-federal$150,000,000
SandozSandoz GrouppharmaceuticalsFalse Claims Act and related2009KY-AG$16,000,000
SandozSandoz GrouppharmaceuticalsFalse Claims Act and related2013LA-AG$13,100,000
RUSSELL STOVERS CANDIES, INC.Lindt & Sprunglifood productswater pollution violation2001EPA$40,000
RUSSELL STOVER CHOCOLATES, LLC.Lindt & Sprunglifood productsworkplace safety or health violation2016OSHA$6,971
RUSSELL STOVER CHOCOLATES, LLCLindt & Sprunglifood productsworkplace safety or health violation2017OSHA$8,000
RUSSELL STOVER CHOCOLATES LLCLindt & Sprunglifood productsworkplace safety or health violation2018OSHA$7,814
Russell Stover Candies, Inc.Lindt & Sprunglifood productswater pollution violation2012EPA$585,000
RUSSELL STOVER CANDIES, INC.Lindt & Sprunglifood productsworkplace safety or health violation2013OSHA$25,405
RUSSELL STOVER CANDIES, INC.Lindt & Sprunglifood productsworkplace safety or health violation2015OSHA$110,800
RUSSELL STOVER CANDIES, INC.Lindt & Sprunglifood productsair pollution violation2007EPA$62,824
RUSSELL STOVER CANDIESLindt & Sprunglifood productsworkplace safety or health violation2021OSHA$14,502
RUSSELL STOVER CANDIESLindt & Sprunglifood productswater pollution violation2012EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $585,000
Russell StoverLindt & Sprunglifood productswage and hour violation2014private lawsuit-federal$3,075,000
ROCHE MOLECULAR SYSTEMS, INC.Rochepharmaceuticalsworkplace safety or health violation2021OSHA$9,300
Roche Molecular Systems, Inc.Rochepharmaceuticalshazardous waste violation2011EPA$90,000
ROCHE MOLECULAR SYSTEMS INCRochepharmaceuticalsworkplace safety or health violation2002OSHA$9,225
Roche Diagnostics CorporationRochepharmaceuticalsemployment discrimination2018OFCCP$261,782
Roche Diagnostics Corp.RochepharmaceuticalsFalse Claims Act and related2021private lawsuit-federal$6,250,000
ROCHE DIAGNOSTICS CORPRochepharmaceuticalsair pollution violation2001IN-ENV$13,200
ROBERT GRUBERArxadachemicalsenvironmental violation2006EPA$52,000
Reliance Electric, Inc.ABB Ltd.utilities and power generationwage and hour violation2012WHD$209,007
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.